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MH

Michael A. Holstein

Some features on this profile are disabled
CRD#: 3194262
MH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Alexander Holstein, who also goes by Michal Alexander Holstein, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michal Alexander Holstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 13, 2017 - September 6, 2019

TOR BROKERAGE LLC

BD
CRD#: 135274
HAZLET, NJ
Past

April 28, 2009 - September 19, 2016

VIRTU ITG LLC

BD
CRD#: 29299
SAN FRANCISCO, CA
Past

February 23, 2009 - May 6, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 23, 2009 - May 6, 2009

CITI ORDER ROUTING AND EXECUTION, LLC

BD
CRD#: 103768
MT. PLEASANT, SC
Past

January 27, 2009 - February 23, 2009

CITI ORDER ROUTING AND EXECUTION, LLC

BD
CRD#: 103768
MT. PLEASANT, SC
Past

May 21, 2008 - May 6, 2009

LAVAFLOW, INC.

BD
CRD#: 120444
NEW YORK, NY
Past

July 26, 2005 - July 29, 2008

LAVA TRADING, INC.

BD
CRD#: 133804
SAN FRANCISCO, CA
Past

February 10, 2005 - August 3, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 26, 2000 - October 4, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

June 2, 1999 - December 9, 1999

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/30/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 6/30/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/9/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/18/2005
General Securities Principal Examination

Current Firm

TB
TOR BROKERAGE LLC
ELITE ACCESS PARTNERS | TOR BROKERAGE LLC

CRD#: 135274 / SEC#: , 8-66903

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
9019 Old River Road 2nd Floor, North Bergen, NJ 07047
Mailing Address
9019 Old River Road 2nd Floor, North Bergen, NJ 07047
Phone number
(201) 941-0002
Established
Delaware since 02/09/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS LLCMEMBER
VCT HOLDINGS II LLCMEMBER
APPELSON, STUART DAVIDFINOP2176520
KRKUTI, BESARTCHIEF FINANCIAL OFFICER7318260
SANDOR, VICTOR EROLMANAGER, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER2437119
SCHAEFFER, BRIAN KEITHCEO3063403

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOR BROKERAGE LLC

CRD#: 135274

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