Mark C. Zonno

CETERA INVESTMENT ADVISERS LLC

PITTSBURGH, PA 15238

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CRD#: 3194096

Professional summary

Mark Christopher Zonno, who also goes by Mark Chrstopher Zonno, Mark Christopher Zonno, Mark Zonno, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pittsburgh, Pennsylvania and CETERA INVESTMENT SERVICES LLC located in Pittsburgh, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Chrstopher Zonno | Mark Christopher Zonno | Mark Zonno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Western & Southern Life - no - Cranberry Township, PA - full time sales agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christopher Zonno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1009 Freeport Road, Pittsburgh, PA 15238

RIA

CRD#: 105644

PITTSBURGH, PA

Current

September 12, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1009 Freeport Road, Pittsburgh, PA 15238

CRD#: 15340

PITTSBURGH, PA

Past

November 8, 2022 - September 29, 2025

W&S BROKERAGE SERVICES, INC.

RIA

CRD#: 8099

CRANBERRY TWP, PA

Past

July 26, 2022 - September 29, 2025

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

CRANBERRY TWP, PA

Past

February 19, 2021 - August 4, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

PITTSBURGH, PA

Past

February 18, 2021 - August 4, 2021

LPL FINANCIAL LLC

CRD#: 6413

PITTSBURGH, PA

Past

November 27, 2019 - January 8, 2021

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

WEST MIFFLIN, PA

Past

November 27, 2019 - January 8, 2021

CITIZENS SECURITIES, INC.

CRD#: 39550

WEST MIFFLIN, PA

Past

February 27, 2019 - November 26, 2019

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

WEXFORD, PA

Past

February 11, 2019 - November 26, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

WEXFORD, PA

Past

March 21, 2016 - February 21, 2019

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

MONROEVILLE, PA

Past

March 18, 2016 - February 21, 2019

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

MONROEVILLE, PA

Past

January 3, 2012 - January 27, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

TORRANCE, CA

Past

December 22, 2011 - January 26, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

TORRANCE, CA

Past

October 5, 2009 - November 29, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LOS ANGELES, CA

Past

October 5, 2009 - November 29, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LOS ANGELES, CA

Past

July 8, 2003 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

CENTURY CITY, CA

Past

October 23, 2002 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

CENTURY CITY, CA

Past

July 27, 2001 - October 30, 2002

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

April 27, 1999 - September 18, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(9/12/2025)

IAR

Pennsylvania
(9/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/19/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/26/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark C. Zonno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christopher Zonno's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

W&S BROKERAGE SERVICES, INC.

W&S BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

QUICK & REILLY, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/1999

Series 63

Date: 5/3/1999

SIE

Date: 10/1/2018

Series 31

Date: 5/19/1999

Series 7

Date: 4/26/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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