Jacob S. Kracht Russo
Professional summary
Jacob Steven Kracht Russo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jacob is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Jacob had worked at 27 firms, which includes GLOBAL ARENA CAPITAL CORP, BROOKVILLE CAPITAL PARTNERS, BLACKBOOK CAPITAL LLC, WOODSTOCK FINANCIAL GROUP INC., ALLIED MILLENNIAL PARTNERS LLC, J.D. NICHOLAS & ASSOCIATES INC., ROCKWELL GLOBAL CAPITAL LLC, PRESTIGE FINANCIAL CENTER INC., ALEXANDER CAPITAL L.P., HENLEY & COMPANY LLC, BLACK ROSE EQUITY MANAGEMENT LLC, WESTROCK ADVISORS INC., J.P. TURNER & COMPANY L.L.C., ESSEX & YORK INC., CARLTON CAPITAL INC., MORGAN WILSHIRE SECURITIES INC., CONTINENTAL BROKER-DEALER CORP., HARRISON SECURITIES INC., GUNNALLEN FINANCIAL INC, THINKEQUITY LLC, MILESTONE FINANCIAL SERVICES INC., RAYMOND JAMES FINANCIAL SERVICES INC., HEROLD & LANTERN INVESTMENTS INC., W.A. CAPITAL MARKETS, GLOBAL CAPITAL MARKETS LLC, NORTHRIDGE CAPITAL CORPORATION, INSTITUTIONAL EQUITY CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2014 - July 8, 2014
GLOBAL ARENA CAPITAL CORP
May 22, 2014 - June 18, 2014
BROOKVILLE CAPITAL PARTNERS
February 25, 2014 - May 20, 2014
BLACKBOOK CAPITAL, LLC
December 12, 2012 - May 20, 2013
BLACKBOOK CAPITAL, LLC
December 5, 2012 - December 18, 2012
WOODSTOCK FINANCIAL GROUP, INC.
October 16, 2012 - December 5, 2012
ALLIED MILLENNIAL PARTNERS, LLC
January 3, 2012 - November 7, 2012
J.D. NICHOLAS & ASSOCIATES, INC.
September 22, 2011 - December 12, 2011
GLOBAL ARENA CAPITAL CORP
December 6, 2010 - January 20, 2011
ROCKWELL GLOBAL CAPITAL LLC
November 3, 2010 - November 17, 2010
GLOBAL ARENA CAPITAL CORP
June 29, 2010 - November 2, 2010
PRESTIGE FINANCIAL CENTER, INC.
June 9, 2010 - July 13, 2010
ALEXANDER CAPITAL, L.P.
April 5, 2010 - June 7, 2010
HENLEY & COMPANY LLC
November 10, 2008 - March 4, 2010
BLACK ROSE EQUITY MANAGEMENT LLC
August 21, 2006 - January 3, 2007
HENLEY & COMPANY LLC
March 22, 2006 - August 15, 2006
WESTROCK ADVISORS, INC.
August 23, 2005 - April 12, 2006
J.P. TURNER & COMPANY, L.L.C.
June 24, 2005 - September 13, 2005
ESSEX & YORK, INC.
March 16, 2005 - July 7, 2005
CARLTON CAPITAL INC.
August 18, 2004 - April 13, 2005
J.P. TURNER & COMPANY, L.L.C.
October 20, 2003 - August 19, 2004
MORGAN WILSHIRE SECURITIES, INC.
September 2, 2003 - November 14, 2003
CONTINENTAL BROKER-DEALER CORP.
October 8, 2002 - September 25, 2003
HARRISON SECURITIES, INC.
September 17, 2002 - October 4, 2002
GUNNALLEN FINANCIAL, INC
July 17, 2002 - September 17, 2002
THINKEQUITY LLC
July 8, 2002 - July 16, 2002
MILESTONE FINANCIAL SERVICES, INC.
October 10, 2001 - July 10, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 4, 2001 - September 5, 2001
THINKEQUITY LLC
October 23, 2000 - March 7, 2001
HEROLD & LANTERN INVESTMENTS, INC.
August 3, 2000 - November 21, 2000
J.P. TURNER & COMPANY, L.L.C.
April 27, 2000 - July 26, 2000
W.A. CAPITAL MARKETS
February 3, 2000 - April 26, 2000
GLOBAL CAPITAL MARKETS, LLC
August 24, 1999 - February 2, 2000
NORTHRIDGE CAPITAL CORPORATION
June 4, 1999 - August 1, 1999
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL ARENA CAPITAL CORP
CRD#: 16871 / SEC#: , 8-34661
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Financial | 1 |
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