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Jacob Steven Kracht Russo

CRD# 3193997·Registered 1999 - 2014
Barred: Jacob Steven Kracht Russo was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jacob Steven Kracht Russo, who also goes by Jacob S Kracht, Jacob Steven Kracht, Jacob Kracht-russo, Jacob Russo, Jake Russo, was a registered financial advisor. Jacob was a previously registered financial professional and started their career in finance 1999 - 2014. Jacob had worked at 27 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jacob S Kracht, Jacob Steven Kracht, Jacob Kracht-Russo, Jacob Russo, Jake Russo

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
New York, NY
June 25, 2014 - July 8, 2014
BROOKVILLE CAPITAL PARTNERS·CRD# 102380
BD
Melville, NY
May 22, 2014 - June 18, 2014
BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
Northport, NY
February 25, 2014 - May 20, 2014
BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
Northport, NY
December 12, 2012 - May 20, 2013
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Farmingdale, NY
December 5, 2012 - December 18, 2012
ALLIED MILLENNIAL PARTNERS, LLC·CRD# 16569
BD
Garden City, NY
October 16, 2012 - December 5, 2012
J.D. NICHOLAS & ASSOCIATES, INC.·CRD# 44791
BD
Syosset, NY
January 3, 2012 - November 7, 2012
GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
Melville, NY
September 22, 2011 - December 12, 2011
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
Farmingdale, NY
December 6, 2010 - January 20, 2011
GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
Melville, NY
November 3, 2010 - November 17, 2010
PRESTIGE FINANCIAL CENTER, INC.·CRD# 30407
BD
Melville, NY
June 29, 2010 - November 2, 2010
ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
Red Bank, NJ
June 9, 2010 - July 13, 2010
HENLEY & COMPANY LLC·CRD# 131453
BD
Uniondale, NY
April 5, 2010 - June 7, 2010
BLACK ROSE EQUITY MANAGEMENT LLC·CRD# 147299
BD
Portland, OR
November 10, 2008 - March 4, 2010
HENLEY & COMPANY LLC·CRD# 131453
BD
Uniondale, NY
August 21, 2006 - January 3, 2007
WESTROCK ADVISORS, INC.·CRD# 114338
BD
New York, NY
March 22, 2006 - August 15, 2006
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
August 23, 2005 - April 12, 2006
ESSEX & YORK, INC.·CRD# 118495
BD
New York, NY
June 24, 2005 - September 13, 2005
CARLTON CAPITAL INC.·CRD# 42533
BD
New York, NY
March 16, 2005 - July 7, 2005
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
August 18, 2004 - April 13, 2005
MORGAN WILSHIRE SECURITIES, INC.·CRD# 44807
BD
Garden City, NY
October 20, 2003 - August 19, 2004
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
September 2, 2003 - November 14, 2003
HARRISON SECURITIES, INC.·CRD# 14103
BD
Port Washington, NY
October 8, 2002 - September 25, 2003
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
September 17, 2002 - October 4, 2002
THINKEQUITY LLC·CRD# 20996
BD
New York, NY
July 17, 2002 - September 17, 2002
MILESTONE FINANCIAL SERVICES, INC.·CRD# 43295
BD
Bohemia, NY
July 8, 2002 - July 16, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
October 10, 2001 - July 10, 2002
THINKEQUITY LLC·CRD# 20996
BD
New York, NY
May 4, 2001 - September 5, 2001
HEROLD & LANTERN INVESTMENTS, INC.·CRD# 30996
BD
Melville, NY
October 23, 2000 - March 7, 2001
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
August 3, 2000 - November 21, 2000
W.A. CAPITAL MARKETS·CRD# 6292
BD
New York, NY
April 27, 2000 - July 26, 2000
GLOBAL CAPITAL MARKETS, LLC·CRD# 16191
BD
Melville, NY
February 3, 2000 - April 26, 2000
NORTHRIDGE CAPITAL CORPORATION·CRD# 16467
BD
Melville, NY
August 24, 1999 - February 2, 2000
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
June 4, 1999 - August 1, 1999

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Current Firm

GA
GLOBAL ARENA CAPITAL CORP

EQUITIES TRADING CORP. | GLOBAL ARENA CAPITAL CORP | EQUITIES TRADING CORPORATION

CRD#: 16871 / SEC#: 8-34661
BD
Terminated by SEC on 08/08/2015

Contact Information

Established

New York since 06/17/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL ARENA HOLDING INC.OWNER—
PMC CAPITAL LLCOWNER—
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
DESIDERIO, BARBARA LUCILLENONE2080713
DESIDERIO, BARBARA LUCILLEFINOP2080713

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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