Chaya Goldstein

CELADON FINANCIAL GROUP LLC

Brooklyn, NY 11219

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CRD#: 3193649

Professional summary

Chaya Goldstein, who also goes by Chaya Kolko, is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Brooklyn, New York.

Chaya is registered as a RR (Registered Representative) and started their career in finance in 2001. Chaya has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chaya Kolko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chaya Goldstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2019 - Present

CELADON FINANCIAL GROUP LLC

Office #1: 5516 14th Avenue, Brooklyn, NY 11219

CRD#: 36538

Brooklyn, NY

Past

December 18, 2018 - April 2, 2019

ALTERNATIVE EXECUTION GROUP

CRD#: 167830

Brooklyn, NY

Past

December 7, 2016 - December 14, 2018

J.H. DARBIE & CO., INC.

CRD#: 43520

brooklyn, NY

Past

December 19, 2013 - December 7, 2016

LEGEND SECURITIES, INC.

CRD#: 44952

BKLYN, NY

Past

June 27, 2008 - December 4, 2013

J.H. DARBIE & CO., INC.

CRD#: 43520

NEW YORK, NY

Past

October 23, 2002 - June 30, 2008

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

May 17, 2001 - October 21, 2002

MUELLER & COMPANY INC.

CRD#: 42620

LAKEWOOD, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/1/2019)

Maryland
(2/5/2025)

Nevada
(2/23/2021)

New Jersey
(4/2/2019)

New York
(4/2/2019)

Wisconsin
(1/13/2025)

Exams

State Security Law Exam

Series 63

Date: 6/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/12/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/16/2001

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CELADON FINANCIAL GROUP LLC

CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM

CRD#: 36538 / SEC#: , 8-47288

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Mailing Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Phone number

(973) 701-8033

Established

Delaware since 03/09/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HERSCH, DARYL SCOTT	CEO/MAJORITY MEMBER/GSP/ROSFP	1255474
CAMBRIA HOLDINGS, INC.	MINORITY MEMBER
COSTINE, MELISSA ANNE	OPERATIONS MANAGER/GSP	2646983
NAVAS, NELSON GABRIEL	CFO/FINOP/GSP	5092353
PASTINE, ARMAND RALPH	HEAD OF CAPITAL MARKETS/GSP	2257531
WALDMAN, PAUL MITCHELL	CCO/AMLCO/GSP/ROSFP	1885767

Disclosures

Regulatory Event	9
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chaya Goldstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chaya Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTERNATIVE EXECUTION GROUP

J.H. DARBIE & CO., INC.

LEGEND SECURITIES, INC.

J.H. DARBIE & CO., INC.

FIRST MONTAUK SECURITIES CORP.

MUELLER & COMPANY INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/21/2001

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/12/2007

Series 7

Date: 5/16/2001

FINRA

Nasdaq Stock Market

Current Firm

CELADON FINANCIAL GROUP LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CELADON FINANCIAL GROUP LLC

TRUST BUT VERIFY

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