JH
Joel Hernandez
VOYA FINANCIAL ADVISORS
El Paso, TX 79905
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CRD#: 3193448
JH
Professional summary
Joel Hernandez is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in El Paso, Texas.
Joel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joel has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:TEAM ROPING; No; 523 HOLMSLEY TRAIL; EL PASO; TX; 79907; ROPING COMPETITIONS; TEAM ROPING; 10/1/2017; 10; 0; PARTICIPATE IN TEAM ROPING COMPETITIONS.|NAME OF ENTITY:Horse Boarding; No; 523 HOLMSLEY TRAIL; EL PASO; TX; 79907; Animal care; Owner; 1/5/2012; 20; 20; Proivde stalls for horse boarders|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6090 SURETY DR STE 110B; EL PASO; TX; 79905; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/1/2005; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| NOTARY PUBLIC POSITION: Notary NATURE: Notary Services for Family members. I do not actively seek Notary clients and I do not charge family members a notary fee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2023 ADDRESS: 523 Homsley Trail, El Paso TX 79907, United States DESCRIPTION: Notarize basic documents in which a notary signature is required.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Hernandez's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joel Hernandez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6090 Surety Dr Ste 110b, El Paso, TX 79905RIA
BD
CRD#: 2882
El Paso, TX
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6090 Surety Dr Ste 110b, El Paso, TX 79905RIA
BD
CRD#: 2882
El Paso, TX
Past
September 1, 2010 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
EL PASO, TX
Past
September 23, 2008 - September 29, 2008
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
EL PASO, TX
Past
September 18, 2008 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
EL PASO, TX
Past
July 13, 2007 - September 17, 2008
STRATEGIC FINANCIAL CONCEPTS, LLC
RIA
CRD#: 141849
SAN ANTONIO, TX
Past
March 20, 2006 - December 31, 2006
OXFORD ASSET MANAGEMENT, LLC
RIA
CRD#: 114571
MCALLEN, TX
Past
August 25, 2005 - September 11, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
EL PASO, TX
Past
April 25, 2003 - August 4, 2005
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
EL PASO, TX
Past
March 12, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
March 12, 1999 - August 4, 2005
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Mexico(1/3/2011)
RR
Texas(1/3/2011)
IAR
Texas(1/3/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882El Paso, TX 79905TRUST BUT VERIFY
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