Anthony S. Calascione
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Steven Calascione was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1999. Anthony had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2015 - May 23, 2016
MAN INVESTMENTS INC.
July 20, 2011 - June 25, 2015
DWS DISTRIBUTORS, INC.
November 21, 2007 - July 27, 2011
DEUTSCHE BANK SECURITIES INC.
October 20, 2004 - November 30, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - November 30, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 14, 2003 - October 20, 2004
QUICK & REILLY, INC.
December 17, 2002 - October 20, 2004
QUICK & REILLY, INC.
February 16, 2000 - December 12, 2002
APEX CLEARING CORPORATION
May 29, 1999 - January 31, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAN INVESTMENTS INC.
CRD#: 15770 / SEC#: , 8-32575
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
