CN
Chaim D. Neuman
EAGLE STRATEGIES
BROOKLYN, NY 11218
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CRD#: 3192745
CN
Chaim David NeumanEAGLE STRATEGIES
Professional summary
Chaim David Neuman, who also goes by David Neuman, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Brooklyn, New York and NYLIFE SECURITIES LLC located in Brooklyn, New York.
Chaim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Chaim has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
David Neuman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[RENTAL PROPERTY WITHIN MY HOME. LANDLORD - JUST COLLECT RENT AND IF SOMETHING NEEDS REPAIR MAKE SURE ITS REPAIRED; INVESTMENT RELATED; START DATE 2/2010] [MARINE PARK JEWISH CENTER; SYNAGOUGE COMMUNITY SERVICE; 3311 AVE S BROOKLYN NY 11234; START DATE 06/2008; ROLE/TITLE: TREASURER; INVESTMENT RELATED; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; commissions] [Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products; commissions] [OPERATING UNDER THE DBA NAME OF DNS INSURANCE BROKER LLC FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ROLE/TITLE: OWNER; ADDRESS: BROOKLYN, NY; START DATE: 11/5/2013] [OPERATING UNDER THE DBA NAME OF FNR FINANCIAL STRATEGIES, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 1 METROTECH CENTER 17TH FLOOR BROOKLYN, NY 11210; START DATE: 12/2012] [OPERATING UNDER THE DBA NAME OF FNR FINANCIAL STRATEGIES AND INSURANCE SOLUTIONS INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: BROOKLYN, NY; START DATE: 07/2014] [CDET LLC; Family Building divided between me and my 3 siblings 25% each share in the LLC; 3909 13th ave brooklyn NY 11218; Start Date 02/2015; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Jewish Community Council; charitable needs like collecting money for widows and orphans after the death of a parent helping families with paying for groceries and many other social services; 3415 Quentin RD Brooklyn NY 11234; Start Date 02/2017; Role/Title: Officer-treasurer; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours][Merkaz Hageula; helps people reignite spiritually through retreats; 1911 East 16th street Brooklyn NY 11229; Start Date 03/2025; Role/Title: Consultant; Not Investment Related; 15 hours per month; 5 hours per month during securities trading hours; logistical help]
CRS (Client Relationship Summary) - RIA
Click below to view Chaim David Neuman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: Fnr Financial Strategies 3909 13th Avenue 2nd Floor, Suite 200, Brooklyn, NY, 11218RIA
CRD#: 110826
BROOKLYN, NY
Current
November 6, 2008 - Present
NYLIFE SECURITIES LLC
Office #1: Fnr Financial Strategies 3909 13th Avenue 2nd Floor Suite 200, Brooklyn, NY 11218-3605BD
CRD#: 5167
BROOKLYN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/10/2013)
RR
Colorado(1/10/2018)
RR
Connecticut(10/9/2013)
RR
Florida(4/26/2013)
RR
New Jersey(4/27/2010)
RR
New York(11/26/2008)
IAR
New York(11/3/2021)
RR
Pennsylvania(9/10/2013)
RR
Texas(7/24/2013)
IAR
Texas(6/2/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 12/14/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 11/5/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Loading...
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
3,190
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 133,900 |
| AUM (Assets Under Management) | $ 32,040,850,438 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/27/2026 | ||
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
