Parbattie Balkaran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Parbattie Balkaran was a registered financial professional .
Parbattie is a previously registered financial professional and started their career in finance in 1999. Parbattie had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2019 - June 21, 2019
FORESTERS FINANCIAL SERVICES, INC.
August 1, 2011 - September 16, 2015
SPARTAN CAPITAL SECURITIES, LLC
October 22, 2010 - June 29, 2011
CHASE INVESTMENT SERVICES CORP.
June 25, 2004 - August 7, 2008
OPPENHEIMER & CO. INC.
September 11, 2003 - June 17, 2004
CITICORP INVESTMENT SERVICES
February 13, 2003 - September 18, 2003
OPPENHEIMER & CO. INC.
January 10, 2001 - February 13, 2001
PERSHING LLC
May 12, 2000 - January 9, 2001
LADENBURG THALMANN & CO. INC.
November 9, 1999 - May 1, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS FINANCIAL SERVICES, INC.
CRD#: 305 / SEC#: , 8-13891
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 3 |
| Arbitration | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
