Camille R. Ramirez -dostert
Professional summary
Camille Ramirez Ramirez -dostert, who also goes by Camille Ramirez Dostert, Camille Dostert, Camille R Giordano, Camille Ramirez Giordano, Camille Andrea Ramirez, Camille Ramirez Giordano, Camille Andrea Ramirez-dostert, is a registered financial advisor currently at HSBC SECURITIES (USA) INC. located in Scarsdale, New York.
Camille is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Camille has worked at 5 firms and has passed the Series 66, Series 31, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Camille Ramirez Ramirez -dostert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Camille Ramirez Ramirez -dostert's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2025 - Present
HSBC SECURITIES (USA) INC.
Office #1: 901 Central Park Ave, Scarsdale, NY 10583June 4, 2025 - Present
HSBC SECURITIES (USA) INC.
Office #1: 901 Central Park Ave, Scarsdale, NY 10583January 4, 2017 - May 23, 2025
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2017 - May 23, 2025
WELLS FARGO CLEARING SERVICES, LLC
December 17, 2012 - January 6, 2017
MORGAN STANLEY
December 17, 2012 - January 6, 2017
MORGAN STANLEY
November 16, 2004 - December 21, 2012
UBS FINANCIAL SERVICES INC.
November 16, 2004 - December 21, 2012
UBS FINANCIAL SERVICES INC.
October 6, 2003 - November 1, 2004
ALLIANCEBERNSTEIN INVESTMENTS, INC.
April 5, 2002 - September 15, 2003
UBS FINANCIAL SERVICES INC.
May 14, 2001 - September 15, 2003
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
HSBC SECURITIES (USA) INC.
CRD#: 19585 / SEC#: 801-64563, 8-41562
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2025)
(6/4/2025)
(6/4/2025)
(6/6/2025)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
HSBC SECURITIES (USA) INC.
CRD#: 19585 / SEC#: 801-64563, 8-41562
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HSBC MARKETS (USA), INC. | PARENT | |
| BENDER, SETH P | GENERAL COUNSEL | 4547812 |
| BUSCAGLIA, SARA FAYE | DIRECTOR | 4884059 |
| HENDERSON, JASON RYAN | PRESIDENT/CEO/DIRECTOR | 7207400 |
| MEHTA, ORESTA I | DIRECTOR | 7056066 |
| NATALE, DUSTIN | CHIEF COMPLIANCE OFFICER (BD) AND HEAD OF MSS COMPLIANCE | 5581428 |
| PALOMAKI, DANIEL S | INTERIM CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6817317 |
| PECORELLA, ANTHONY | INTERIM HEAD OF OPERATIONS / PRINCIPAL OPERATIONS OFFICER | 1948919 |
| SHAW, IAN G | MANAGING DIRECTOR, HEAD OF US WPB COMPLIANCE AND CHIEF COMPLIANCE OFFICER OF RIA | 7051510 |
Regulatory assets under management
| Total Number of Accounts | 12,180 |
| AUM (Assets Under Management) | $ 3,232,551,904 |
Disclosures
| Regulatory Event | 86 |
| Arbitration | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 12/11/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
