Stanley W. Tutton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley William Tutton, who also goes by Bill Tutton, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1999. Stanley had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2017 - January 5, 2021
PENSIONMARK SECURITIES, LLC
March 8, 2016 - January 5, 2021
WORLD INVESTMENT ADVISORS, LLC
February 5, 2016 - September 1, 2017
CAPFINANCIAL SECURITIES, LLC.
December 28, 2015 - February 25, 2016
SIGNATOR INVESTORS, INC.
September 19, 2008 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
January 1, 2004 - January 19, 2007
VOYA FINANCIAL ADVISORS, INC.
March 24, 1999 - January 1, 2004
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PENSIONMARK SECURITIES, LLC
CRD#: 283952 / SEC#: , 8-69773
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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