Joanna B. Kunz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joanna Bradford Kunz, who also goes by Joanna Susan Bradford, was a registered financial professional .
Joanna is a previously registered financial professional and started their career in finance in 1999. Joanna had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2010 - May 10, 2012
ALLIANZ GLOBAL INVESTORS U.S. LLC
April 1, 2010 - May 8, 2012
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
November 7, 2006 - January 3, 2011
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
September 13, 2004 - April 15, 2010
NICHOLAS-APPLEGATE SECURITIES LLC
March 29, 1999 - May 18, 1999
CAL FED INVESTMENTS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS U.S. LLC
CRD#: 149003 / SEC#: 801-69803
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 4,976,389,140 |
Red Flags
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