Glenn F. Ferrell

STONE SECURITIES

Clarks Green, PA 18411

Some features on this profile are disabled

CRD#: 3191025

Professional summary

Glenn Franklin Ferrell is a registered financial advisor currently at STONE SECURITIES INC. located in Clarks Green, Pennsylvania.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Glenn has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Franklin Ferrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2014 - Present

STONE SECURITIES INC.

Office #1: 281 E. Grove St, Clarks Green, PA 18411

RIA

CRD#: 162909

Clarks Green, PA

Past

April 26, 2002 - October 24, 2013

LEIGH BALDWIN & CO., LLC

CRD#: 38751

CLARKS SUMMIT, PA

Past

September 12, 2000 - February 25, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 7, 1999 - August 30, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/6/1999

General Securities Representative Examination

Current Firm

STONE SECURITIES INC.

CRD#: 162909 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (6/25/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

281 E. Grove St, Clarks Green, PA 18411

Mailing Address

Phone number

(570) 585-0825

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 72,525,243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

Teddy Nganga

VANGUARD MARKETING CORPORATION

SCOTTSDALE, AZ

Yuliya Tkachyshyn

NYLIFE DISTRIBUTORS LLC

JERSEY CITY, NJ

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Glenn F. Ferrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Franklin Ferrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONE SECURITIES INC.

LEIGH BALDWIN & CO., LLC

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/1999

Series 63

Date: 4/23/1999

Series 7

Date: 4/6/1999

Current Firm

STONE SECURITIES INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONE SECURITIES INC.

TRUST BUT VERIFY

Similar Advisors