Lanie P. Santa Cruz
Professional summary
Lanie Parker Santa Cruz, who also goes by Lanie Baltazar Parker, Lanie Parker, Rosemaela Baltazar Parker, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Rockville, Maryland and TRUIST INVESTMENT SERVICES, INC. located in Rockville, Maryland.
Lanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lanie has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lanie Parker Santa Cruz's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1800 Rockville Pike, Rockville, MD 20852May 26, 2000 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1800 Rockville Pike, Rockville, MD 20852February 12, 2003 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
March 4, 1999 - May 26, 2000
CRESTAR SECURITIES CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2012)
(5/18/2021)
(9/12/2002)
(5/26/2000)
(6/25/2014)
(2/20/2008)
(3/4/2021)
(6/27/2019)
(5/26/2000)
(9/14/2016)
(9/10/2020)
(12/12/2024)
(8/25/2023)
(6/4/2014)
(7/26/2023)
(5/21/2025)
(1/11/2016)
(9/8/2023)
(4/1/2020)
(6/27/2019)
(6/27/2019)
(5/26/2000)
(8/13/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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