Carl Cherenfant
Professional summary
Carl Cherenfant, who also goes by Carl Abner Cherenfant, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Carl is registered as a RR (Registered Representative) and started their career in finance in 1999. Carl has worked at 10 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carl Cherenfant's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017April 24, 2020 - December 9, 2024
COWEN AND COMPANY
May 1, 2019 - July 21, 2020
COWEN EXECUTION SERVICES LLC
March 15, 2017 - April 16, 2019
CANTOR FITZGERALD & CO.
September 2, 2009 - March 21, 2017
VIRTU AMERICAS LLC
July 27, 2007 - October 17, 2008
SWISS AMERICAN SECURITIES INC.
October 17, 2005 - July 6, 2007
APEX CLEARING CORPORATION
October 20, 2004 - July 15, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 30, 2000 - October 20, 2004
QUICK & REILLY, INC.
April 23, 1999 - August 23, 1999
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/4/2002
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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