Anne M. Nichols
Professional summary
Anne Mary Nichols, CFA, who also goes by Anne Nichols, is a registered financial advisor currently at FERN CAPITAL INC. located in Huntington Woods, Michigan.
Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Anne has worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anne Mary Nichols's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2016 - Present
FERN CAPITAL INC.
May 8, 2000 - November 9, 2000
FUNDS DISTRIBUTOR, LLC
July 29, 1999 - May 4, 2000
LPM INVESTMENT SERVICES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/20/2016)
Exams
Current Firm
FERN CAPITAL INC.
CRD#: 230790 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 64,370,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
