Jermaine Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jermaine Johnson was a registered financial professional .
Jermaine is a previously registered financial professional and started their career in finance in 2006. Jermaine had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2018 - December 20, 2019
QUEST CAPITAL STRATEGIES, INC.
July 6, 2018 - December 20, 2019
QUEST CAPITAL STRATEGIES, INC.
April 6, 2017 - June 22, 2018
VOYA FINANCIAL ADVISORS, INC.
October 5, 2016 - June 22, 2018
VOYA FINANCIAL ADVISORS, INC.
July 29, 2015 - October 6, 2016
MSI FINANCIAL SERVICES, INC.
June 20, 2015 - August 13, 2015
HORACE MANN INVESTORS, INC.
December 18, 2006 - May 11, 2010
VALIC FINANCIAL ADVISORS, INC.
February 1, 2006 - May 11, 2010
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
