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Michael Joseph Salgat

CRD# 3189366·Registered 2004 - 2014
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Joseph Salgat was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2004 - 2014. Michael had worked at 1 firm and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

CANDLEWOOD SECURITIES, LLC·CRD# 126042
BD
Cleveland, OH
March 8, 2004 - August 21, 2014

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Current Firm

CS
CANDLEWOOD SECURITIES, LLC

CANDLEWOOD SECURITIES, LLC

CRD#: 126042 / SEC#: 8-65845
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 Superior Ave. E, Suite 1800, Cleveland, OH 44114

Mailing Address

600 Superior Ave. E, Suite 1800, Cleveland, OH 44114

Phone Number

(216) 472-6660

Established

Ohio since 09/09/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANDLEWOOD HOLDINGS LLCLLC OWNER—
DIJOHN, ANTHONY JOHNFINOP6370306
HOFFMAN, MATTHEW THOMASCHIEF COMPLIANCE OFFICER1144872
LATKOVIC, STEPHEN JOSEPHCEO5554842
POLLACK, GLENN CRAIGMANAGING MEMBER / DIRECTOR3155575

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Mar 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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