Lorene C. Fleming
Professional summary
Lorene C Fleming, who also goes by Lorene C Fleming-sanders, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Milton, Georgia.
Lorene is registered as a RR (Registered Representative) and started their career in finance in 1999. Lorene has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 52, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lorene C Fleming's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 12640 Crabapple Rd. Ste 300, Milton, GA 30004October 2, 2017 - December 23, 2021
U.S. BANCORP ADVISORS, LLC
September 5, 2006 - September 29, 2017
WEDBUSH SECURITIES INC.
March 24, 2004 - December 31, 2004
PFS INVESTMENTS INC.
September 23, 2003 - January 26, 2004
AMERIPRISE ADVISOR SERVICES, INC.
September 23, 2003 - January 26, 2004
AMERIPRISE ADVISOR SERVICES, INC.
March 6, 2003 - March 11, 2003
CHOREO, LLC
May 11, 1999 - March 11, 2003
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2023)
(12/20/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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