Gregory C. Murphy

ZACKS INVESTMENT MANAGEMENT

CHICAGO, IL 60606

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CRD#: 3189240

Professional summary

Gregory Charles Murphy, who also goes by Greg Charles Murphy, is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. located in Chicago, Illinois and LBMZ SECURITIES, INC. located in Chicago, Illinois.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Charles Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Charles Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2009 - Present

ZACKS INVESTMENT MANAGEMENT, INC.

Office #1: 101 N. Wacker Drive Suite 1500, Chicago, IL 60606

RIA

CRD#: 110897

CHICAGO, IL

Current

April 27, 2009 - Present

LBMZ SECURITIES, INC.

Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606

CRD#: 7874

CHICAGO, IL

Past

February 26, 2004 - February 6, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOSTON, MA

Past

February 26, 2004 - February 6, 2007

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

March 10, 2003 - February 26, 2004

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

December 21, 2000 - March 6, 2003

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

June 17, 1999 - December 21, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/10/2011)

Alaska
(5/11/2011)

Arizona
(5/31/2011)

Arkansas
(5/11/2011)

California
(5/10/2011)

Colorado
(5/11/2011)

Connecticut
(6/16/2009)

Delaware
(5/11/2011)

District of Columbia
(5/11/2011)

Florida
(5/11/2011)

Georgia
(5/10/2011)

Hawaii
(5/10/2011)

Idaho
(5/11/2011)

Illinois
(5/10/2011)

IAR

Illinois
(9/22/2015)

Indiana
(5/11/2011)

Iowa
(5/17/2011)

Kansas
(5/13/2011)

Kentucky
(5/10/2011)

Louisiana
(5/17/2011)

Maine
(11/18/2009)

Maryland
(5/12/2011)

Massachusetts
(6/10/2009)

IAR

Massachusetts
(7/10/2009)

Michigan
(5/12/2011)

Minnesota
(5/20/2011)

Mississippi
(5/10/2011)

Missouri
(5/11/2011)

Montana
(5/11/2011)

Nebraska
(5/2/2023)

Nevada
(5/24/2011)

New Hampshire
(12/16/2009)

New Jersey
(7/9/2009)

New Mexico
(5/10/2011)

New York
(7/9/2009)

North Carolina
(5/10/2011)

North Dakota
(5/11/2011)

Ohio
(5/18/2011)

Oklahoma
(5/20/2011)

Oregon
(5/10/2011)

Pennsylvania
(6/12/2009)

Puerto Rico
(5/11/2023)

Rhode Island
(12/2/2009)

South Carolina
(5/12/2011)

South Dakota
(5/16/2011)

Tennessee
(7/11/2023)

Texas
(5/2/2023)

Utah
(5/11/2011)

Vermont
(12/15/2009)

Virginia
(5/10/2011)

Washington
(5/10/2011)

West Virginia
(5/11/2011)

Wisconsin
(5/10/2011)

Wyoming
(5/10/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/19/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

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Contact information

Main Address

101 N. Wacker Drive Suite 1500, Chicago, IL 60606

Mailing Address

Phone number

(312) 265-9266

Established

Firm type

Fiscal year end

# of Employees

122

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZACKS ADV PART 2 & APPENDIX 1 05 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	12,050
AUM (Assets Under Management)	$ 12,414,372,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory C. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Charles Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

LBMZ SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IFMG SECURITIES, INC.

MFS FUND DISTRIBUTORS, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

ZACKS INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2009

Series 65

Date: 6/19/1999

Series 63

Date: 4/20/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/6/1999

FINRA

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZACKS INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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