William E. Davis

PINNACLE CAPITAL ADVISORS

Long Beach, CA 90803

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CRD#: 3188964

Professional summary

William Eugene Davis III, who also goes by Bill Davis, William Davis, is a registered financial advisor currently at PINNACLE CAPITAL ADVISORS located in Long Beach, California and PINNACLE CAPITAL SECURITIES, LLC located in Long Beach, California.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. William has worked at 10 firms and has passed the Series 63, Series 65, Series 99TO, Series 3, SIE, Series 79, Series 7, Series 6, Series 14, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Davis | William Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Pinnacle Capital Holding, LLC. Non-Investment related. 4105 E Broadway, Suite 102, Long Beach, CA 90803. Holding Company of Pinnacle Capital Securities, LLC for the control of existing business entities; Sole Shareholder, 9/17/18, 1-2 hours/month and during trading hours. Duties are related to management. 2. Insurance Agent. Non-Investment related. 4105 E Broadway, Suite 102, Long Beach, CA 90803. From 1/1/2014 To present. 1-2 hrs per month, none during trading hrs. CA Insurance license #0I49363 3. Sentinel-Stone Financial, LLC. Non-Investment related. 408 South Eagle Road, Suite 205, Eagle, ID, 83616. Merchant bank that brokers and effects business purpose lending to CRE clients. Head of compliance. 10/23/2023. 10 hours/month during non-trading hours. Duties are related to compliance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Eugene Davis III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2020 - Present

PINNACLE CAPITAL ADVISORS

Office #1: 4105 E Broadway Suite 102, Long Beach, CA 90803

RIA

CRD#: 309118

Long Beach, CA

Current

August 21, 2018 - Present

PINNACLE CAPITAL SECURITIES, LLC

Office #1: 4105 E Broadway Suite 101, Long Beach, CA 90803

CRD#: 106213

Long Beach, CA

Past

May 23, 2018 - December 31, 2018

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

Maria del Rey, CA

Past

May 24, 2016 - August 15, 2018

FIVE 9 SECURITIES, LLC

CRD#: 114853

Ladera Ranch, CA

Past

June 1, 2015 - May 25, 2016

AARON CAPITAL INCORPORATED

RIA

CRD#: 28583

MEMPHIS, TN

Past

April 2, 2015 - May 25, 2016

AARON CAPITAL INCORPORATED

CRD#: 28583

MEMPHIS, TN

Past

May 15, 2012 - May 3, 2015

THE OPTIONS GROUP, LLC

RIA

CRD#: 163232

MEMPHIS, TN

Past

December 10, 2007 - May 31, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

MEMPHIS, TN

Past

December 10, 2007 - May 31, 2012

LPL FINANCIAL LLC

CRD#: 6413

MEMPHIS, TN

Past

September 15, 2000 - December 11, 2007

OSAIC FA, INC.

RIA

CRD#: 3978

VIENNA, VA

Past

August 8, 2000 - May 26, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 8, 2000 - December 11, 2007

OSAIC FA, INC.

CRD#: 3978

VIENNA, VA

Past

March 29, 1999 - July 12, 2000

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/9/2020)

Alaska
(5/25/2021)

Arizona
(3/23/2020)

Arkansas
(6/15/2021)

California
(8/21/2018)

IAR

California
(7/1/2020)

Colorado
(10/22/2020)

Connecticut
(6/11/2021)

Delaware
(9/20/2018)

District of Columbia
(3/11/2020)

Florida
(2/25/2019)

Georgia
(11/1/2018)

Hawaii
(6/10/2021)

Idaho
(5/20/2021)

Illinois
(11/1/2018)

Indiana
(7/27/2021)

Iowa
(5/20/2021)

Kansas
(6/1/2021)

Kentucky
(1/23/2019)

Louisiana
(5/24/2021)

Maine
(6/9/2021)

Maryland
(11/7/2018)

Massachusetts
(7/12/2021)

Michigan
(11/20/2019)

Minnesota
(7/30/2021)

Mississippi
(5/21/2021)

Missouri
(8/28/2020)

Montana
(5/20/2021)

Nebraska
(5/25/2021)

Nevada
(2/25/2020)

New Hampshire
(6/2/2021)

New Jersey
(5/26/2021)

New Mexico
(6/9/2021)

New York
(9/28/2018)

North Carolina
(10/29/2018)

North Dakota
(5/25/2021)

Ohio
(6/1/2021)

Oklahoma
(5/21/2021)

Oregon
(10/29/2018)

Pennsylvania
(1/11/2019)

Rhode Island
(5/20/2021)

South Carolina
(10/1/2019)

South Dakota
(5/25/2021)

Tennessee
(9/9/2021)

Texas
(10/18/2018)

Utah
(5/20/2021)

Vermont
(5/25/2021)

Virginia
(5/29/2021)

Washington
(1/28/2019)

West Virginia
(6/7/2021)

Wisconsin
(11/7/2018)

Wyoming
(5/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/30/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/16/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 7/20/2023

Operations Professional Examination

General Industry/Product Exam

Series 3

Date: 2/26/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 2/24/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 4/2/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 7/2/2019

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/21/2018

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PINNACLE CAPITAL ADVISORS

PINNACLE CAPITAL ADVISORS | PINNACLE CAPITAL ADVISORS, LLC

CRD#: 309118 / SEC#:

California

Registered Investment Advisory firm - (7/1/2020 Approved)

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Contact information

Main Address

4105 E Broadway Suite 102, Long Beach, CA 90803

Mailing Address

Phone number

(310) 684-2699

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William E. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Eugene Davis III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE CAPITAL SECURITIES, LLC

SAXONY CAPITAL MANAGEMENT, LLC

FIVE 9 SECURITIES, LLC

AARON CAPITAL INCORPORATED

AARON CAPITAL INCORPORATED

THE OPTIONS GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/30/2015

Series 65

Date: 8/16/2000

Series 99TO

Date: 7/20/2023

Series 3

Date: 2/26/2021

SIE

Date: 10/1/2018

Series 79

Date: 2/24/2017

Series 7

Date: 4/2/2015

Series 6

Date: 2/23/1999

Series 14

Date: 1/2/2023

Series 27

Date: 7/2/2019

Series 4

Date: 2/21/2018

Series 24

Date: 4/10/2015

FINRA

Current Firm

PINNACLE CAPITAL ADVISORS

Contact information

Documents

Red Flags

Company Information

PINNACLE CAPITAL ADVISORS

TRUST BUT VERIFY

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