JL
Joseph W. Leuchtmann
CETERA INVESTMENT ADVISERS LLC
CHESTERFIELD, MO 63017
Some features on this profile are disabled
CRD#: 3188950
JL
Professional summary
Joseph William Leuchtmann, AIF®, CFP®, who also goes by Joseph William Leuchtmann Mr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chesterfield, Missouri and CETERA WEALTH SERVICES, LLC located in Chesterfield, Missouri.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joseph has worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph William Leuchtmann Mr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2017 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: MARATHON FINANCIAL PLANNING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SECURITIES BUSINESS START DATE: 2/2012 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MANAGE MONEY (3) NAME OF OTHER BUSINESS: UBER & LYFT INVESTMENT RELATED: NO ADDRESS: 1455 MARKET ST, SAN FRANCISCO, CA 94103 NATURE OF BUSINESS: CAR SERVICE START DATE: 03/2019 POSITION/TITLE/RELATIONSHIP: CONTRACTOR/DRIVER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: ON DEMAND RIDE SERVICE.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph William Leuchtmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16523 Wildhorse Creek Road Unit# 1111, Chesterfield, MO 63017RIA
CRD#: 105644
CHESTERFIELD, MO
Current
June 16, 2017 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16523 Wildhorse Creek Road Unit# 1111, Chesterfield, MO 63017BD
CRD#: 13572
CHESTERFIELD, MO
Past
June 16, 2017 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CHESTERFIELD, MO
Past
October 31, 2011 - June 22, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
ST LOUIS, MO
Past
October 31, 2011 - June 22, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
ST LOUIS, MO
Past
March 2, 2005 - November 3, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
ST LOUIS, MO
Past
February 25, 2005 - November 3, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ST LOUIS, MO
Past
May 7, 2001 - February 28, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
CHESTERFIELD, MO
Past
March 26, 2001 - February 28, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
ST. LOUIS, MO
Past
March 30, 1999 - March 27, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/20/2018)
RR
Illinois(6/16/2017)
RR
Kansas(9/18/2018)
RR
Missouri(6/16/2017)
IAR
Missouri(6/29/2023)
RR
Oregon(6/16/2017)
RR
Texas(11/25/2024)
IAR
Texas(11/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Chesterfield, MO 63017TRUST BUT VERIFY
Monitor Joseph Leuchtmann
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
