Michael A. Canzone

CANTER WEALTH

La Jolla, CA 92037

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CRD#: 3188329

Professional summary

Michael Anthony Canzone, CFP®, who also goes by Michael Canzone, Mike Canzone, is a registered financial advisor currently at CANTER WEALTH located in La Jolla, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Canzone | Mike Canzone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Canzone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

May 30, 2018 - Present

CANTER WEALTH

Office #1: 7825 Fay Avenue Suite 140, La Jolla, CA 92037

RIA

CRD#: 167828

La Jolla, CA

Past

December 21, 2017 - February 22, 2018

NAUTILUS ADVISORS LLC

RIA

CRD#: 7471

NEW YORK, NY

Past

March 15, 1999 - June 14, 1999

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANTER WEALTH

CANTER PRIVATE WEALTH MANAGEMENT | TAX & RETIREMENT EDUCATION | D/B/A CANTER WEALTH | CANTER WEALTH | CANTER STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 167828 / SEC#: 801-117802

RIA

Registered Investment Advisory firm - (12/17/2019 Approved)

California

Registered Investment Advisory firm - (2/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/30/2018)

IAR

Texas
(1/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/12/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 4/14/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/3/2007

General Securities Sales Supervisor - General Module Examination

Current Firm

CANTER WEALTH

CANTER PRIVATE WEALTH MANAGEMENT | TAX & RETIREMENT EDUCATION | D/B/A CANTER WEALTH | CANTER WEALTH | CANTER STRATEGIC WEALTH MANAGEMENT, LLC

CRD#: 167828 / SEC#: 801-117802

RIA

Registered Investment Advisory firm - (12/17/2019 Approved)

California

Registered Investment Advisory firm - (2/13/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2021 Terminated)

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Contact information

Main Address

7825 Fay Avenue Suite 140, La Jolla, CA 92037

Mailing Address

Phone number

(858) 812-7550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANTER WEALTH - FORM ADV 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 275,846,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Canzone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Canzone's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAUTILUS ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CANTER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/1999

Series 63

Date: 3/16/1999

SIE

Date: 1/11/2018

Series 7

Date: 8/25/1999

Series 6

Date: 3/12/1999

Series 9

Date: 4/14/2007

Series 10

Date: 3/3/2007

Current Firm

CANTER WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANTER WEALTH

TRUST BUT VERIFY

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