Elliot T. Parker
Professional summary
Elliot Taylor Parker, who also goes by Elliot Gonzalez, Elliot Parker, is a registered financial professional currently at HOLD BROTHERS CAPITAL LLC located in New York, New York.
Elliot is registered as a RR (Registered Representative) and started their career in finance in 1999. Elliot has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elliot Taylor Parker's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2021 - Present
HOLD BROTHERS CAPITAL LLC
Office #1: One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510October 21, 2019 - February 25, 2021
T3 TRADING GROUP, LLC
November 7, 2014 - October 18, 2019
T3 TRADING GROUP, LLC
May 2, 2013 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
September 10, 2010 - May 2, 2011
TAFFERER TRADING, LLC
December 4, 2008 - May 11, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
March 24, 2008 - October 28, 2008
TAFFERER TRADING, LLC
January 10, 2005 - March 30, 2006
TD AMERITRADE, INC.
June 23, 2003 - July 21, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
March 5, 2002 - December 19, 2002
WORLDCO, L.L.C.
February 23, 2000 - April 17, 2000
QUICK & REILLY, INC.
March 29, 1999 - October 4, 1999
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/12/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/2/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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