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FIRM PROFILE
Overview
HOLD BROTHERS CAPITAL LLC is located at One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510 and was first established at New York, New Jersey in 05/04/2009. After operating for 16 years, HOLD BROTHERS CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HOLD BROTHERS CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. HOLD BROTHERS CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HOLD BROTHERS CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HOLD BROTHERS CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HOLD BROTHERS CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HOLD BROTHERS CAPITAL LLC Comes From
Understanding the Statistics for HOLD BROTHERS CAPITAL LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510
One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510
Small
(212) 792-0900
New Jersey since 05/04/2009
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | ||
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 | |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | ||
| BARTON, ZEINA SOLANGE | FINOP | 5955936 | |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 | |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 | |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 | |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
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Advisor's working at HOLD BROTHERS CAPITAL LLC
Robert J Ricca
Angelo Coniglione
Gregory Francis Hold
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