EG
Elad G. Goren
KESTRA ADVISORY SERVICES
Newbury Park, CA 91320
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CRD#: 3188161
EG
Professional summary
Elad Gad Goren, CFP®, who also goes by Elad G Goren, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Newbury Park, California and KESTRA INVESTMENT SERVICES, LLC located in Newbury Park, California.
Elad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Elad has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elad G Goren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: 318 LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes, # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/17/2015 ADDRESS: 3323 Old Conejo Road, NEWBURY PARK CA 91320 DESCRIPTION: Pay bills and collect rent from tenant (Financial Pointe). Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: FINANCIAL POINTE POSITION: CFO, Ownner NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2005 ADDRESS: 3323 Old Conejo Road, NEWBURY PARK CA 91320 DESCRIPTION: Run day to day operations for Financial Pointe. Name: RETIREMENT PLANNING TODAY AND WHITE GLOVE POSITION: Educator NATURE: Education INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2016 ADDRESS: 3323 Old Conejo Road, NEWBURY PARK CA 91320, United States DESCRIPTION: Teach retirement planning classes. We get a power point presentation that is approved by the BD. We teach what is essentially an Investment 101 class to pre-retirees and retirees. No products are mentioned, just education. Name: ESSFC LLC POSITION: Investor NATURE: Dry Cleaner & Laundromat INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320, United States DESCRIPTION: Invest money Name: RETIREMENT PLANNING TODAY, WHITE GLOVE AND RETIREMENT MASTERCLASS POSITION: Educator NATURE: Education INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2016 ADDRESS: 3323 Old Conejo Road, NEWBURY PARK CA 91320, United States DESCRIPTION: Teach retirement planning classes. We get a powerpoint presentation that is approved by the BD. We teach what is essentially an Investment 101 class to pre-retirees and retirees. No products are mentioned, just education.
CRS (Client Relationship Summary) - RIA
Click below to view Elad Gad Goren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
October 3, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3323 Old Conejo Road, Newbury Park, CA 91320RIA
CRD#: 283330
Newbury Park, CA
Current
October 3, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3323 Old Conejo Rd, Newbury Park, CA 91320BD
CRD#: 42046
Newbury Park, CA
Past
September 1, 2023 - October 8, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
NEWBURY PARK, CA
Past
September 1, 2023 - October 8, 2023
OSAIC WEALTH, INC.
BD
CRD#: 23131
NEWBURY PARK, CA
Past
February 15, 2011 - September 1, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
NEWBURY PARK, CA
Past
February 14, 2011 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
NEWBURY PARK, CA
Past
March 7, 2005 - February 28, 2011
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
WESTLAKE VILLAGE, CA
Past
December 15, 2004 - February 28, 2011
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
WESTLAKE VILLAGE, CA
Past
April 20, 1999 - December 16, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/3/2023)
RR
California(10/3/2023)
IAR
California(10/3/2023)
RR
Colorado(10/9/2023)
RR
Connecticut(10/3/2023)
RR
Florida(10/3/2023)
RR
Georgia(10/5/2023)
RR
Hawaii(10/4/2023)
RR
Idaho(10/4/2023)
RR
Illinois(10/3/2023)
RR
Indiana(10/3/2023)
RR
Maryland(10/3/2023)
RR
Massachusetts(10/3/2023)
RR
Minnesota(10/9/2023)
RR
Montana(10/4/2023)
RR
Nevada(10/3/2023)
RR
New Hampshire(10/3/2023)
RR
New Jersey(10/3/2023)
RR
New Mexico(10/14/2025)
RR
New York(10/3/2023)
RR
North Carolina(10/9/2023)
RR
Oregon(10/3/2023)
RR
Pennsylvania(10/3/2023)
RR
South Carolina(10/3/2023)
RR
Tennessee(10/3/2023)
RR
Texas(10/9/2023)
IAR
Texas(10/9/2023)
RR
Utah(10/3/2023)
RR
Virginia(10/14/2025)
RR
Washington(10/3/2023)
RR
West Virginia(10/3/2023)
RR
Wyoming(8/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 10/3/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Newbury Park, CA 91320TRUST BUT VERIFY
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