Thomas L. Towers
Professional summary
Thomas Lanquist Towers, who also goes by Thomas L Towers, is a registered financial professional currently at PRISM FINANCIAL PRODUCTS LP located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Lanquist Towers's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2024 - Present
PRISM FINANCIAL PRODUCTS LP
Office #1: 130 West 42nd Street 23rd Floor, New York, NY, 10036June 15, 2020 - October 14, 2021
CANTOR FITZGERALD & CO.
October 28, 2009 - April 28, 2020
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2025)
(5/23/2025)
(6/17/2025)
(7/14/2025)
(9/3/2025)
(7/11/2025)
(3/11/2025)
(8/12/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/17/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
PRISM FINANCIAL PRODUCTS LP
CRD#: 306255 / SEC#: , 8-70465
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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