Thomas C. Bell

SIGNATURE WEALTH MANAGEMENT PARTNERS

Montvale, NJ 07645

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CRD#: 3187983

Professional summary

Thomas Christopher Bell is a registered financial advisor currently at SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC located in Montvale, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Montvale, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Signature Wealth Management Partners, LLC. Investment Related. RIA. IAR. 2/2025. 160. 135. Client Service Support and Financial Planning 2.) Pursche Kaplan Sterling Investments. Investment Related. Broker Dealer. RR. 4/2025. 160. 135. Non-producing registered representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Christopher Bell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2025 - Present

SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC

Office #1: 85 Chestnut Ridge Road Suite 201, Montvale, NJ 07645

RIA

CRD#: 298315

Montvale, NJ

Current

April 1, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 85 Chestnut Ridge Road Suite 201, Montvale, NJ 07645

CRD#: 35747

Montvale, NJ

Past

September 30, 2015 - September 2, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

September 22, 2015 - September 2, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 7, 2014 - February 3, 2015

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

August 17, 2011 - December 31, 2013

WILSON-DAVIS & CO., INC.

CRD#: 3777

SALT LAKE CITY, UT

Past

December 17, 2009 - August 17, 2011

SCHOTTENFELD GROUP LLC

CRD#: 128103

NEW YORK, NY

Past

August 3, 2009 - August 15, 2011

KOYOTE TRADING LLC

CRD#: 149672

NEW YORK, NY

Past

January 23, 2007 - October 8, 2009

SCHOTTENFELD GROUP LLC

CRD#: 128103

NEW YORK, NY

Past

June 30, 2005 - January 23, 2007

SANDERS MORRIS LLC

CRD#: 20580

NEW YORK, NY

Past

June 23, 2003 - June 30, 2005

PUGLISI & CO.

CRD#: 19451

NEW YORK, NY

Past

March 11, 2002 - March 20, 2003

PUGLISI & CO.

CRD#: 19451

NEW YORK, NY

Past

June 6, 2000 - March 11, 2002

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

April 1, 1999 - May 24, 2000

WM. V. FRANKEL & CO., INCORPORATED

CRD#: 1895

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC

CRD#: 298315 / SEC#: 801-113932

RIA

Registered Investment Advisory firm - (9/4/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(7/17/2025)

IAR

New Jersey
(10/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/18/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/1/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/21/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/18/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/31/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC

CRD#: 298315 / SEC#: 801-113932

RIA

Registered Investment Advisory firm - (9/4/2018 Approved)

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Contact information

Main Address

85 Chestnut Ridge Road Suite 201, Montvale, NJ 07645

Mailing Address

Phone number

(201) 505-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC DISCLOSURE BROCHURE (3/27/2025)

SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC WRAP FEE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	940
AUM (Assets Under Management)	$ 387,095,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas C. Bell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Christopher Bell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

T3 TRADING GROUP, LLC

WILSON-DAVIS & CO., INC.

SCHOTTENFELD GROUP LLC

KOYOTE TRADING LLC

SCHOTTENFELD GROUP LLC

SANDERS MORRIS LLC

PUGLISI & CO.

PUGLISI & CO.

LADENBURG THALMANN & CO. INC.

WM. V. FRANKEL & CO., INCORPORATED

Primary Firm SEC Registration

SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2025

Series 63

Date: 3/18/2002

Series 7TO

Date: 4/1/2025

SIE

Date: 1/21/2025

Series 55

Date: 10/18/1999

Series 7

Date: 3/31/1999

FINRA

Current Firm

SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC

TRUST BUT VERIFY

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