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Alex Benton Seleznov

CRD# 3187157·Registered 1999 - 2007
Barred: Alex Benton Seleznov was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Alex Benton Seleznov was a registered financial advisor. Alex was a previously registered financial professional and started their career in finance 1999 - 2007. Alex had worked at 1 firm and has passed the Series 63, Series 55, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

TREND TRADER, LLC·CRD# 43635
BD
Scottsdale, AZ
May 6, 1999 - January 31, 2007

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Current Firm

TT
TREND TRADER, LLC

EQUIPOINTE ASSET MANAGEMENT | TREND TRADER, LLC | SELEZNOV CAPITAL ADVISORS, LLC | EQUIPOINTE ASSET MANAGEMENT, A DIVISION OF TREND TRADER LLC

CRD#: 43635 / SEC#: 8-50351
BD
Terminated by SEC on 05/27/2008

Contact Information

Established

Arizona since 03/07/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLECA, ANGELO ANTHONYPRESIDENT/CHIEF COMPLIANCE OFFICER2326763
SHELBY, LUTHER LYNNFINANCIAL OPERATIONS PRINCIPAL1066902

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1999About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed May 1999About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1999About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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