Luther Lynn Shelby
Professional Summary
Luther Lynn Shelby was a registered financial advisor. Luther was a previously registered financial professional and started their career in finance 1987 - 2026. Luther had worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 27 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
SF INVESTMENT ADVISERS | SUCSY, FISCHER SECURITIES | SF INVESTMENTS, INC.
Contact Information
Main Address
799 Central Ave. Suite 350, Highland Park, IL 60035Mailing Address
799 Central Ave, Highland Park, IL 60035Phone Number
(847) 926-5700Established
Illinois since 05/09/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIEL SHAPIRO GIFT TRUST | SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES | — |
| LESLEY SHAPIRO BEIDER GIFT TRUST | SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES | — |
| STEVEN SHAPIRO GIFT TRUST | SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES | — |
| JUST, GARY ALAN | CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | 2101902 |
| SHAPIRO BEIDER, LESLEY E | TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST | — |
| SHAPIRO, DANIEL MARK | CEO, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST | 1989147 |
| SHAPIRO, STEVEN ARTHUR | VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST | 2153746 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Apr 1991About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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