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CW

Chester A. Winn

LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Louisville, KY 40220
Some features on this profile are disabled
CRD#: 3187041
CW

Professional summary

Chester Anthony Winn, who also goes by Chet Winn, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Louisville, Kentucky and LASALLE ST SECURITIES, L.L.C. located in Louisville, Kentucky.

Chester is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Chester has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chet Winn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIXED INSURANCE SALES - NOT FIAS; INVESTMENT RELATED; 3099 BRECKENRIDGE LANE, STE 109, LOUISVILLE, KY 40220; INSURANCE AGENT - START DATE 10/24/14; 5 HPM/5 HPM DURING TRADING HOURS. L&N Credit Union - Credit Union Employee

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chester Anthony Winn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 15, 2017 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 3099 Breckenridge Lane Suite 109, Louisville, KY 40220
RIA
CRD#: 109701
Louisville, KY
Current

December 15, 2017 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 3099 Breckenridge Lane Suite 109, Louisville, KY 40220
BD
CRD#: 7191
Louisville, KY
Past

July 25, 2014 - December 15, 2017

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
LOUISVILLE, KY
Past

July 25, 2014 - December 15, 2017

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
LOUISVILLE, KY
Past

June 30, 2011 - July 21, 2014

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
LOUISVILLE, KY
Past

June 30, 2011 - July 21, 2014

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
LOUISVILLE, KY
Past

May 5, 2010 - June 27, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW ALBANY, IN
Past

July 6, 2005 - June 27, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW ALBANY, IN
Past

October 6, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

June 3, 1999 - October 1, 2003

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA
Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(12/15/2017)
IAR
Indiana
(12/15/2017)
RR
Kentucky
(12/15/2017)
IAR
Kentucky
(12/15/2017)
IAR
Ohio
(3/21/2022)
RR
Tennessee
(12/15/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/30/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/28/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/2/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 1/16/2001
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA
Registered Investment Advisory firm - (2/10/1989 Approved)
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Contact information

Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
Phone number
(630) 600-0500
Established
Firm type
Fiscal year end
# of Employees
144

SEC notice filing (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts11,941
AUM (Assets Under Management)$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701Louisville, KY 40220

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