Michele S. Blackburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Suzanne Blackburn, who also goes by Michele Suzanne Stewart, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1999. Michele had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2015 - October 30, 2015
GALT FINANCIAL GROUP, INC.
February 3, 2012 - May 6, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - May 6, 2013
WELLS FARGO CLEARING SERVICES, LLC
December 1, 2005 - January 3, 2008
A. G. EDWARDS & SONS, INC.
March 9, 2002 - October 20, 2005
RBC CAPITAL MARKETS, LLC
October 4, 2001 - March 9, 2002
SUTRO & CO. INCORPORATED
March 17, 1999 - September 26, 2001
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GALT FINANCIAL GROUP, INC.
CRD#: 146976 / SEC#: , 8-67863
Contact information
FINRA licenses (10 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
