Thomas G. Goodwin
Professional summary
Thomas George Goodwin, CFP®, who also goes by Tom Goodwin, is a registered financial advisor currently at F L PUTNAM INVESTMENT MANAGEMENT CO. located in Wolfeboro, New Hampshire.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 5 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas George Goodwin's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
April 5, 2019 - Present
F L PUTNAM INVESTMENT MANAGEMENT CO.
Office #1: 40 Mill Street, Wolfeboro, NH 03894August 13, 2012 - July 16, 2019
FINANCIAL FOCUS, INC.
August 25, 2006 - July 20, 2012
INTEGRITY FINANCIAL PLANNERS
June 8, 2004 - August 31, 2006
MML INVESTORS SERVICES, LLC
May 14, 2002 - August 31, 2006
MML INVESTORS SERVICES, LLC
March 26, 1999 - May 7, 2002
OSAIC FS, INC.
Primary Firm SEC Registration
F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD#: 106223 / SEC#: 801-21951
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/23/2025)
(4/5/2019)
Exams
Current Firm
F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD#: 106223 / SEC#: 801-21951
Contact information
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,380 |
| AUM (Assets Under Management) | $ 7,695,902,054 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/08/2025 | ||
| 08/21/2025 | ||
| 10/28/2024 | ||
| 12/21/2023 |
Red Flags
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Company Information
F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD#: 106223Wolfeboro, NH 03894TRUST BUT VERIFY
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