Raymond J. Kelly

BANKERS LIFE ADVISORY SERVICES

Dover, DE 19901

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CRD#: 3186443

Professional summary

Raymond Joseph Kelly JR, who also goes by Raymond J Kelley, Ray Kelly, Raymond Joseph Kelly, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Dover, Delaware and BANKERS LIFE SECURITIES, INC. located in Dover, Delaware.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Raymond has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raymond J Kelley | Ray Kelly | Raymond Joseph Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANKERS LIFE AND CASUALTY POSITION: Insurance Agent NATURE: Insurance sales of health, life and annuity products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/17/2018 ADDRESS: Newark, DE United States DESCRIPTION: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. LEGENDARY MARKETER POSITION: marketer NATURE: Freelance Digital Marketing - health and fitness products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2022 ADDRESS: 145 Gillespie Avenue, Middletown DE 19709, United States DESCRIPTION: This is for freelance digital marketing involving the sale of health/fitness products I will market. I am an independent contractor. There are ZERO requirements or expectations of work hours and commissions paid if earned. It is designed to be a passive income stream. It is in no way related to my insurance and investment sales role. I will be "running" a website facilitating sales. I will only work on this site during non-working hours. It is more of a hobby that I am working on with my children. It will have zero impact on the work I am doing with Bankers Life Securities and BLAS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Joseph Kelly JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2018 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

Office #1: 99 Wolf Creek Blvd Suite 1-b, Dover, DE 19901

RIA

CRD#: 281285

Dover, DE

Current

September 26, 2018 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 99 Wolf Creek Blvd Suite 1-b, Dover, DE 19901

CRD#: 173962

Dover, DE

Past

January 11, 2016 - January 2, 2018

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

October 13, 2015 - December 22, 2015

ADVISORS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 112266

Middletown, DE

Past

April 4, 2013 - September 15, 2015

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

FRANKLIN, TN

Past

March 30, 2010 - September 15, 2015

CURIAN CLEARING, LLC

CRD#: 132938

FRANKLIN, TN

Past

February 18, 2010 - March 23, 2010

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

WILMINGTON, DE

Past

June 21, 2007 - December 4, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

September 29, 2006 - June 5, 2007

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PLAINSBORO, NJ

Past

September 29, 2006 - March 15, 2007

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

April 9, 2003 - September 29, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

PLAINSBORO, NJ

Past

April 8, 2002 - September 29, 2006

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

April 14, 1999 - August 24, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(9/26/2018)

IAR

Delaware
(10/31/2018)

Florida
(9/27/2021)

Maryland
(9/26/2018)

New Jersey
(10/20/2022)

Pennsylvania
(9/26/2018)

Tennessee
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond J. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Joseph Kelly JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

ADVISORS CAPITAL MANAGEMENT, LLC

CURIAN CAPITAL, LLC

CURIAN CLEARING, LLC

PNC WEALTH MANAGEMENT LLC

FIDELITY DISTRIBUTORS COMPANY LLC

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/13/1999

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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