JL
Jay F. Livingston
EAGLE STRATEGIES LLC
ALBUQUERQUE, NM 87110
Some features on this profile are disabled
CRD#: 3186199
JL
Professional summary
Jay Foster Livingston, CFP®, who also goes by Jay Livingston, Kay Foster Livingston, Kay Jay Foster Livingston, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Albuquerque, New Mexico and NYLIFE SECURITIES LLC located in Albuquerque, New Mexico.
Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jay has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay Livingston | Kay Foster Livingston | Kay Jay Foster Livingston
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF JFL FINANCIAL P.C. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 6565 AMERICAS PARKWAY NE SUITE 500 ALBUQUERQUE, NM 87110; START DATE: 10/2010] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 2/2008] [Rental Property; Second home part time rental; 455 Sheol St. Unit 104 Durango, CO 81301; Start Date 12/2021; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent] [Windward Charters, LLC ; Looking to purchase a boat with a friend and put it in an LLC to manage the expenses and succession of the ownership. This would be for personal use only and would not be a revenue generating venture. ; 1323 Loma del Cielo, Corrales, NM 87048; Start Date 09/2023; Role/Title: Partner; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Jay Foster Livingston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
November 7, 2008 - Present
EAGLE STRATEGIES LLC
Office #1: 6565 Americas Pkwy Ne Suite 300, Albuquerque, NM 87110RIA
CRD#: 110826
ALBUQUERQUE, NM
Current
March 22, 1999 - Present
NYLIFE SECURITIES LLC
Office #1: 6565 Americas Pkwy Ne Suite 300, Albuquerque, NM 87110BD
CRD#: 5167
Albuquerque, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/9/2015)
RR
California(11/25/2003)
RR
Colorado(11/25/2014)
RR
Florida(1/4/2018)
RR
Maryland(5/23/2017)
RR
Michigan(6/9/2020)
RR
New Mexico(3/22/1999)
IAR
New Mexico(11/7/2008)
RR
Pennsylvania(9/10/2018)
RR
South Carolina(3/29/2024)
RR
Texas(5/12/2016)
IAR
Texas(5/26/2017)
RR
Virginia(3/28/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Albuquerque, NM 87110TRUST BUT VERIFY
Monitor Jay Livingston
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
