Kenly M. Axline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenly Mathew Axline, who also goes by Kenly M Axline, Matt Axline, was a registered financial professional .
Kenly is a previously registered financial professional and started their career in finance in 1999. Kenly had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2010 - May 15, 2020
ALLIANZ GLOBAL INVESTORS U.S. LLC
March 17, 2006 - January 3, 2011
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC
April 23, 1999 - April 11, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS U.S. LLC
CRD#: 149003 / SEC#: 801-69803
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 4,976,389,140 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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