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FW

Frank R. Wilke

PEEL HUNT
London, EC2M 2AT
Some features on this profile are disabled
CRD#: 3185487
FW

Professional summary


Frank Robert Wilke, who also goes by Frank Robert Wilke Mr., is a registered financial professional currently at PEEL HUNT INC. .

Frank is registered as a RR (Registered Representative) and started their career in finance in 1999. Frank has worked at 6 firms and has passed the Series 63, Series 34, Series 3, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Frank Robert Wilke Mr.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Frank Robert Wilke's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 21, 2019 - Present

PEEL HUNT INC.

Office #1: 7th Floor 100 Liverpool Street, London, EC2M 2ATOffice #2: 7th Floor 100 Liverpool Street, London, EC2M 2AT
BD
CRD#: 157321
London,
Past

October 1, 2008 - November 5, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

December 12, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

June 15, 2004 - October 24, 2006

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

July 17, 2000 - April 20, 2004

EXANE, INC.

BD
CRD#: 41784
NEW YORK, NY
Past

February 22, 1999 - May 17, 2000

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/30/2020)
RR
Virginia
(1/27/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 6/30/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 34
Date: 2/28/2024
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PH
PEEL HUNT INC.
PEEL HUNT INC.

CRD#: 157321 / SEC#: , 8-68845

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Mailing Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Phone number
4420 7418-8900
Established
Delaware since 03/04/2011
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PEEL HUNT INTERNATIONAL LIMITEDOWNER
FINE, STEVEN HARVEYCHAIRMAN2000873
GROSS, ANDREW PAULCEO2402407
LAW, GEORGIA PHILIPPA DUNCANCCO8165329
RUTITSKIY, DMITRIY NMNFINOP6117665
SCHOFIELD, JAMESPOO, PFO7138333

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PEEL HUNT INC.

CRD#: 157321London, EC2M 2AT

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