Jason W. Day
Professional summary
Jason William Day is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 4 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason William Day's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2012 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207August 7, 2007 - March 5, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 31, 2006 - December 11, 2006
BROWNCO, LLC
December 1, 2005 - February 28, 2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
February 4, 2002 - December 1, 2005
BROWNCO, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2012)
Exams
Series 55
Date: 1/25/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Albany, NY 12207TRUST BUT VERIFY
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