Ilka Komatsu

LCR WEALTH MANAGEMENT LLC

Westport, CT 06880

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CRD#: 3184820

Professional summary

Ilka Komatsu, who also goes by Ilica Komatsu, is a registered financial advisor currently at LCR WEALTH MANAGEMENT LLC located in Westport, Connecticut.

Ilka is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Ilka has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ilica Komatsu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ilka Komatsu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2021 - Present

LCR WEALTH MANAGEMENT LLC

Office #1: 518 Riverside Ave Building A, Floor 2, Westport, CT 06880

RIA

CRD#: 313013

Westport, CT

Past

August 30, 2001 - January 6, 2003

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

SAN MATEO, CA

Past

July 25, 2001 - January 6, 2003

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

GLENDALE, CA

Past

October 26, 1999 - December 3, 1999

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LCR WEALTH MANAGEMENT LLC

CRD#: 313013 / SEC#: 801-121653

RIA

Registered Investment Advisory firm - (6/30/2021 Approved)

Connecticut

Registered Investment Advisory firm - (9/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/3/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/25/1999

General Securities Representative Examination

Current Firm

LCR WEALTH MANAGEMENT LLC

CRD#: 313013 / SEC#: 801-121653

RIA

Registered Investment Advisory firm - (6/30/2021 Approved)

Connecticut

Registered Investment Advisory firm - (9/1/2021 Terminated)

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Contact information

Main Address

518 Riverside Ave Building A, Floor 2, Westport, CT 06880

Mailing Address

Phone number

(203) 780-2272

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - LCR WEALTH MANAGEMENT LLC (8/19/2025)

Regulatory assets under management

Total Number of Accounts	193
AUM (Assets Under Management)	$ 146,060,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ilka Komatsu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ilka Komatsu's CRS (Customer Relationship Summary).

Certified licenses

Experience

LCR WEALTH MANAGEMENT LLC

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

ROBERTSON STEPHENS, INC.

Primary Firm SEC Registration

LCR WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2021

Series 66

Date: 8/3/2001

Series 7

Date: 10/25/1999

Current Firm

LCR WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LCR WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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