Stephen P. O'donnell

O'DONNELL WEALTH MANAGEMENT

CODY, WY 82414

Some features on this profile are disabled

CRD#: 3184790

Professional summary

Stephen Patrick O'donnell SR, who also goes by Stephen P O Donnell Sr, Stephen P O'donnell Sr, Stephen P O'donnell, Stephen Patrick O'donnell Jr, Steve O'donnell, Stephen P Odonnell, Stephen Patrick Odonnell, is a registered financial advisor currently at O'DONNELL WEALTH MANAGEMENT located in Cody, Wyoming and LPL FINANCIAL LLC located in Cody, Wyoming.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 9/2022- O'Domhanaill Enterprises, Inc. (DBA O'Donnell Wealth Management) - DBA for LPL Business (entity for LPL business)- inv. related - Cody, WY - Chief Executive Officer and Chief Investment Officer 2) 11/02/2022 - O'Donnell Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 10/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through O'Donnell Wealth Management, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 03/2023- Investment Funds Committee Selection Panel for the state of Wyoming. No compensation received. No check writing authority. Time spent= 2 hour/month 5) 03/18/2024 - Ard-Ri' Holdings LLC - Inv Related - At Reported Business Location(s) - Real Estate Rental - Started: 3/11/2024 - 2 Hrs/Mo; 0 Hr During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Patrick O'donnell SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2022 - Present

O'DONNELL WEALTH MANAGEMENT

Office #1: 627 Yellowstone Avenue, Cody, WY 82414

RIA

CRD#: 323384

CODY, WY

Current

October 18, 2022 - Present

LPL FINANCIAL LLC

Office #1: 627 Yellowstone Avenue, Cody, WY 82414

RIA

CRD#: 6413

Cody, WY

Past

March 22, 2016 - November 3, 2022

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

Cody, WY

Past

November 18, 2015 - November 3, 2022

SAXONY SECURITIES, INC.

CRD#: 115547

Cody, WY

Past

July 29, 2009 - November 30, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

PORT JERVIS, NY

Past

July 10, 2009 - December 31, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PORT JERVIS, NY

Past

July 10, 2009 - July 29, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PORT JERVIS, NY

Past

June 1, 2009 - July 13, 2009

MORGAN STANLEY

RIA

CRD#: 149777

PORT JERVIS, NY

Past

June 1, 2009 - July 13, 2009

MORGAN STANLEY

CRD#: 149777

PORT JERVIS, NY

Past

April 11, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PORT JERVIS, NY

Past

September 24, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PORT JERVIS, NY

Past

August 25, 2000 - October 4, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

GOSHEN, NY

Past

April 5, 1999 - August 29, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/1/2022)

California
(10/18/2022)

IAR

California
(2/3/2023)

Colorado
(10/18/2022)

IAR

Colorado
(5/7/2024)

Georgia
(10/18/2022)

Idaho
(10/18/2022)

IAR

Michigan
(7/31/2024)

Montana
(10/18/2022)

IAR

Montana
(5/2/2024)

New York
(10/18/2022)

Oklahoma
(12/1/2022)

IAR

Texas
(10/17/2022)

Texas
(10/18/2022)

IAR

Wyoming
(10/17/2022)

Wyoming
(10/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/25/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/13/2006

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

O'DONNELL WEALTH MANAGEMENT

O'DOMHNAILL ENTERPRISES, INC. | O'DONNELL WEALTH MANAGEMENT

CRD#: 323384 / SEC#: 801-134560

California

Registered Investment Advisory firm - (5/9/2023 Approved)

Colorado

Registered Investment Advisory firm - (5/7/2024 Approved)

Michigan

Registered Investment Advisory firm - (7/29/2024 Approved)

Montana

Registered Investment Advisory firm - (4/25/2024 Approved)

Texas

Registered Investment Advisory firm - (1/25/2023 Conditional Restricted)

Wyoming

Registered Investment Advisory firm - (2/22/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

627 Yellowstone Avenue, Cody, WY 82414

Mailing Address

Phone number

(307) 586-4279

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/15/2025)

WRAP PROGRAM BROCHURE (9/15/2025)

Regulatory assets under management

Total Number of Accounts	335
AUM (Assets Under Management)	$ 105,963,891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Natalie Stenehjem

OSAIC WEALTH, INC.

IAR

San Diego, CA

Edward Carpenter

UNION CAPITAL COMPANY

IAR

Lake Placid, FL

Richard Krawczeski

SEQUOIA FINANCIAL GROUP, L.L.C.

AKRON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen P. O'donnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Patrick O'donnell SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

SAXONY CAPITAL MANAGEMENT, LLC

SAXONY SECURITIES, INC.

SECURITIES AMERICA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/2/1999

Series 10

Date: 5/25/2006

Series 9

Date: 4/13/2006

FINRA

Current Firm

O'DONNELL WEALTH MANAGEMENT

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

O'DONNELL WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors