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JH

Jennifer M. Henion

MOOMOO FINANCIAL
JERSEY CITY, NJ 07311
Some features on this profile are disabled
CRD#: 3184275
JH

Professional summary


Jennifer Miller Henion, who also goes by Jennifer Lynn Henion, Jennifer Miller Henion, Jen Miller, Jennifer Lynn Miller, Jenny Miller, is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1999. Jennifer has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jennifer Lynn Henion | Jennifer Miller Henion | Jen Miller | Jennifer Lynn Miller | Jenny Miller

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jennifer Miller Henion's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 19, 2022 - Present

MOOMOO FINANCIAL INC.

Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
BD
CRD#: 283078
JERSEY CITY, NJ
Past

September 11, 2020 - August 26, 2022

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
Denver, CO
Past

July 22, 2020 - August 26, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Denver, CO
Past

March 18, 2013 - June 10, 2020

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

October 20, 2010 - March 4, 2013

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

October 20, 2010 - March 4, 2013

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
SAN ANTONIO, TX
Past

January 29, 2008 - September 10, 2010

U.S. GLOBAL BROKERAGE, INC.

BD
CRD#: 44721
SAN ANTONIO, TX
Past

June 7, 2004 - December 13, 2007

FUND MANAGEMENT COMPANY

BD
CRD#: 25585
HOUSTON, TX
Past

May 12, 1999 - January 7, 2008

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(11/14/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 6/22/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MF
MOOMOO FINANCIAL INC.
FUTU INC | MOOMOO FINANCIAL INC. | MOOMOO FINANCIAL INC

CRD#: 283078 / SEC#: , 8-69739

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
Mailing Address
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
Phone number
(650) 798-5700
Established
Delaware since 12/17/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FUTU US INCSHAREHOLDER
CHAN, WING KEIMANAGING DIRECTOR6616753
DU, SHUANGHEAD OF US OPERATIONS5005050
MCDONALD, NEIL ANTHONYCEO1764574
PALMER, NATHAN TYLERPRESIDENT5805173
PARSONS, DARREN JAMESCHIEF OPERATIONS OFFICER2382680
SHARMA, VICKRAMJITCHIEF LEGAL OFFICER7186502
SHEN, QIUFANGHEAD OF FINANCE3158926
STIFELMAN, GLEN ROBERTCHIEF COMPLIANCE OFFICER1699013

Disclosures


Regulatory Event1
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MOOMOO FINANCIAL INC.

CRD#: 283078Jersey City, NJ 07311

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