Chad R. Gramann
Professional summary
Chad Robert Gramann is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Chad is registered as a RR (Registered Representative) and started their career in finance in 2012. Chad has worked at 2 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad Robert Gramann's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2024 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606June 5, 2014 - December 31, 2023
GREAT POINT CAPITAL LLC
September 12, 2012 - November 15, 2012
G-BAR LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 8/28/2024
Securities Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
