Zachary M. Ammirato
ROCKEFELLER FINANCIAL LLC | Private Wealth Advisor
San Francisco, CA 94111
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CRD#: 3183597
Professional summary
Zachary Michael Ammirato, who also goes by Zak Ammirato, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in San Francisco, California and ROCKEFELLER CAPITAL MANAGEMENT located in San Francisco, California.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Zachary has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Financial planning
Philanthropic services
Executive services/Equity comp...
Insurance
Loans/credit services
What is your current number of clients?
Under 100
What is your minimum asset requirement?
10M
Are you a "fiduciary"?
Yes
Aliases
Zak Ammirato
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HoneyBee Ventures, 11 Bluebill Avenue, Naples, FL 34108; Private Equity/Venture; LP; 9/11/2015; 0 hrs. per month and 0 hours during trading hours.; personal private equity/venture investments 2. HoneyBee Real Estate, LLC / 333 W. El Camino Real STE 390 Sunnyvale, CA 94087 / Other/ Real Estate / real estate investments / Other / LP / LP / Start Date 11/19/15 LLC /
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Michael Ammirato's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zachary Michael Ammirato's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: Two Embarcadero Center Suite 2320, San Francisco, CA 94111RIA
BD
CRD#: 291361
San Francisco, CA
Current
August 26, 2025 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: Two Embarcadero Center Suite 2320, San Francisco, CA 94111RIA
CRD#: 294197
San Francisco, CA
Current
June 21, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: Two Embarcadero Center Suite 2320, San Francisco, CA 94111RIA
BD
CRD#: 291361
San Francisco, CA
Past
February 3, 2009 - July 2, 2024
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN FRANCISCO, CA
Past
January 30, 2009 - July 2, 2024
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN FRANCISCO, CA
Past
August 5, 2002 - February 17, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SAN FRANCISCO, CA
Past
August 5, 2002 - February 17, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SAN FRANCISCO, CA
Past
September 6, 2001 - August 19, 2002
ROBERTSON STEPHENS, INC.
RIA
CRD#: 41271
SAN FRANCISCO, CA
Past
July 18, 2000 - August 19, 2002
ROBERTSON STEPHENS, INC.
BD
CRD#: 41271
SAN FRANCISCO, CA
Past
March 8, 2000 - July 13, 2000
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/21/2024)
IAR
California(6/21/2024)
RR
Colorado(6/21/2024)
RR
Delaware(6/21/2024)
RR
District of Columbia(6/21/2024)
RR
Florida(6/21/2024)
RR
Georgia(6/21/2024)
RR
Idaho(6/21/2024)
RR
Illinois(6/21/2024)
RR
Maryland(6/21/2024)
RR
Massachusetts(6/21/2024)
RR
Michigan(6/21/2024)
RR
New Jersey(9/18/2024)
RR
New York(6/23/2024)
RR
Ohio(6/21/2024)
RR
Oregon(6/21/2024)
RR
Texas(6/21/2024)
IAR
Texas(6/21/2024)
RR
Virginia(6/21/2024)
RR
Washington(6/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Private Wealth AdvisorCRD#: 291361San Francisco, CA 94111TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
