Joshua I. Macdonald
Professional summary
Joshua Ian Macdonald is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Harrison, New York.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 1999. Joshua has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Ian Macdonald's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2019 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Office #1: 440 Mamaroneck Avenue, Harrison, NY 10528July 19, 2017 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
August 1, 2012 - December 31, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
March 15, 2010 - July 19, 2012
HARVEST CAPITAL LLC
January 16, 2008 - May 11, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 3, 2003 - December 31, 2007
JOHN HANCOCK DISTRIBUTORS LLC
April 1, 2003 - June 5, 2003
TRANSAMERICA INVESTORS SECURITIES, LLC
February 7, 2000 - June 13, 2002
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
February 19, 1999 - June 13, 2002
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2019)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| BEITZEL, BRIAN | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 6183770 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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