Wayne L. Dieffenderfer
Professional summary
Wayne Ley Dieffenderfer, who also goes by Wayne L Dieffenderfer, is a registered financial advisor currently at HUDOCK CAPITAL GROUP located in Williamsport, Pennsylvania and APW CAPITAL, INC. located in Williamsport, Pennsylvania.
Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Wayne has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Ley Dieffenderfer's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2009 - Present
HUDOCK CAPITAL GROUP
Office #1: 400 Market Street Suite 200, Williamsport, PA 17701March 28, 2011 - Present
APW CAPITAL, INC.
Office #1: 400 Market Street, Ste. 200, Williamsport, PA, 17701March 27, 2003 - March 21, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 30, 2001 - March 21, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 5, 1999 - December 5, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
HUDOCK CAPITAL GROUP
CRD#: 149255 / SEC#: 801-70772
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2009)
(3/28/2011)
Exams
FINRA
Current Firm
HUDOCK CAPITAL GROUP
CRD#: 149255 / SEC#: 801-70772
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,589 |
| AUM (Assets Under Management) | $ 1,003,191,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/15/2025 | ||
| 12/23/2024 |
Red Flags
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