Peter A. Shuper

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CRD#: 3182811

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Ariel Shuper, who also goes by Peter A Soubaralian, Petet Ariel Soubaralian, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1999. Peter had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Peter A Soubaralian | Petet Ariel Soubaralian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SHUPER PRIVATE CLIENTS GROUP - INVESTMENT RELATED - STEVENSON RANCH, CA 91381 2)2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SHUPER WEALTH MANAGEMENT AND PRIVATE CLIENTS GROUP - INVESTMENT RELATED - STEVENSON RANCH, CA 91381 3)Tourney Road Investments; Investment-Related; Tourney Road/Magic Mountain Pkwy; Real Estate General Partnership; Real Estate; Limited Partner; Start 2006; 0 hours a month; none during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 27, 2022 - May 31, 2023

PROSPERITAS FINANCIAL, LLC

RIA

CRD#: 315768

Stevenson Ranch, CA

Past

July 31, 2020 - July 28, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

STEVENSON RANCH, CA

Past

July 31, 2020 - July 28, 2022

LPL FINANCIAL LLC

CRD#: 6413

STEVENSON RANCH, CA

Past

October 11, 2017 - August 6, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Los Angeles, CA

Past

October 11, 2017 - August 6, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Los Angeles, CA

Past

May 12, 2010 - October 13, 2017

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

LOS ANGELES, CA

Past

August 2, 2005 - October 13, 2017

OPPENHEIMER & CO. INC.

CRD#: 249

LOS ANGELES, CA

Past

May 3, 2001 - August 4, 2005

CROWELL, WEEDON & CO.

CRD#: 193

LOS ANGELES, CA

Past

March 4, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

March 4, 1999 - May 10, 2001

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITAS FINANCIAL, LLC

BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT

CRD#: 315768 / SEC#: 801-122207

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/9/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/25/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/13/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 4/10/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/19/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/3/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2001

General Securities Principal Examination

Current Firm

PROSPERITAS FINANCIAL, LLC

BROWN ASSET MANAGEMENT | SHUPER WEALTH MANAGEMENT | PROSPERITAS FINANCIAL, LLC | BROWN INVESTMENT MANAGEMENT

CRD#: 315768 / SEC#: 801-122207

RIA

Registered Investment Advisory firm - (8/30/2021 Approved)

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Contact information

Main Address

25060 Avenue Stanford Suite 100, Valencia, CA 91355

Mailing Address

Phone number

(661) 255-9555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	3,933
AUM (Assets Under Management)	$ 612,704,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter A. Shuper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CROWELL, WEEDON & CO.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PROSPERITAS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/9/2010

Series 65

Date: 9/25/2000

Series 63

Date: 2/12/1999

SIE

Date: 10/1/2018

Series 3

Date: 6/13/2013

Series 31

Date: 4/10/2008

Series 7

Date: 8/19/2000

Series 6

Date: 3/3/1999

Series 24

Date: 3/19/2001

Current Firm

PROSPERITAS FINANCIAL, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITAS FINANCIAL, LLC

TRUST BUT VERIFY

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