Thomas J. Scanlan
Professional summary
Thomas Joseph Scanlan is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Fort Lauderdale, Florida and PWA SECURITIES, LLC located in Fort Lauderdale, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 14 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, Series 31, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Scanlan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2018 - Present
PROVENANCE WEALTH ADVISORS
Office #1: 200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301March 10, 2023 - Present
PWA SECURITIES, LLC
Office #1: 200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL, 33301September 23, 2015 - August 9, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 11, 2015 - August 9, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 25, 2014 - August 31, 2015
INVESTACORP ADVISORY SERVICES INC
March 19, 2014 - August 31, 2015
INVESTACORP, INC.
May 23, 2011 - January 3, 2014
EAGLE STRATEGIES LLC
March 11, 2005 - January 3, 2014
NYLIFE SECURITIES LLC
May 18, 2004 - December 16, 2004
WINSLOW, EVANS & CROCKER, INC.
May 27, 2003 - December 31, 2003
INVESTORS CAPITAL CORP.
March 5, 2002 - June 11, 2002
METROPOLITAN LIFE INSURANCE COMPANY
March 5, 2002 - June 11, 2002
MSI FINANCIAL SERVICES, INC.
August 11, 2000 - March 8, 2002
LPL FINANCIAL LLC
August 2, 1999 - August 11, 2000
TUCKER ANTHONY INCORPORATED
Primary Firm SEC Registration
PROVENANCE WEALTH ADVISORS
CRD#: 126529 / SEC#: 801-113505
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2023)
(8/24/2023)
(8/21/2023)
(8/10/2023)
(5/25/2023)
(5/18/2023)
(8/16/2023)
(5/22/2023)
(7/12/2023)
(7/5/2018)
(4/18/2023)
(4/21/2023)
(8/30/2023)
(8/14/2023)
(6/28/2024)
(8/24/2023)
(8/16/2023)
(8/11/2023)
(8/11/2023)
(8/11/2023)
(8/9/2023)
(3/28/2023)
(10/4/2023)
(8/10/2023)
(1/2/2024)
(8/14/2023)
(8/24/2023)
(8/21/2023)
(8/15/2023)
(8/14/2023)
(8/29/2023)
(5/12/2023)
(8/11/2023)
(5/26/2023)
(8/10/2023)
(8/17/2023)
(8/9/2023)
(6/20/2023)
(8/22/2023)
(8/10/2023)
(8/10/2023)
(8/11/2023)
(8/10/2023)
(8/11/2023)
(5/24/2023)
(6/6/2023)
(6/12/2023)
(8/11/2023)
(8/10/2023)
(5/10/2023)
(8/9/2023)
(8/11/2023)
(5/16/2023)
Exams
Series 99TO
Date: 3/10/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
PROVENANCE WEALTH ADVISORS
CRD#: 126529 / SEC#: 801-113505
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,358 |
| AUM (Assets Under Management) | $ 4,444,535,753 |
Red Flags
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Company Information
PROVENANCE WEALTH ADVISORS
CRD#: 126529Fort Lauderdale, FL 33301TRUST BUT VERIFY
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