Keith T. Brennan
Professional summary
Keith Thomas Brennan is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1999. Keith has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Thomas Brennan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2022 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215February 15, 2008 - November 30, 2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 16, 2004 - February 8, 2008
EVERLAKE DISTRIBUTORS, LLC
June 3, 2003 - March 18, 2004
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
June 2, 2003 - March 18, 2004
DWS DISTRIBUTORS, INC.
February 1, 2001 - September 21, 2001
NUVEEN SECURITIES, LLC
January 12, 2000 - September 25, 2000
CIBC WORLD MARKETS CORP.
July 8, 1999 - December 31, 1999
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2022)
(2/4/2022)
(3/28/2022)
(9/26/2023)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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