Sarah C. Hofman

VERIDIAN CAPITAL PARTNERS

Frederick, MD 21704

Some features on this profile are disabled

CRD#: 3181580

Professional summary

Sarah Catherine Hofman, who also goes by Sarah Catherine Bickle, is a registered financial advisor currently at VERIDIAN CAPITAL PARTNERS located in Frederick, Maryland and PURSHE KAPLAN STERLING INVESTMENTS located in Frederick, Maryland.

Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Sarah has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Catherine Bickle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Brian L. Runkles, Inc - Investment related - 7101 Guilford Dr. Ste 104, Frederick, MD 21704 - investments/financial planning - Paraplanner - 8/2015 - 160 hours/130 trading hours a month - client service and operational support to financial advisors_____2)Veridian Capital Partners (RIA) - investment planning - 7101 Guilford dr. Ste. 104 Frederick, MD 21704 - investments/financial planning - IAR - 8/2015 - 160 hours/130 tradin hours a month - Client service and operational support to financial advisors

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Catherine Hofman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2021 - Present

VERIDIAN CAPITAL PARTNERS

Office #1: 7101 Guilford Drive, Suite 104, Frederick, MD 21704

RIA

CRD#: 314290

Frederick, MD

Current

May 28, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 7101 Guilford Drive Ste 104, Frederick, MD 21704

CRD#: 35747

Frederick, MD

Past

April 5, 2017 - June 1, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

FREDERICK, MD

Past

December 22, 2016 - June 1, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

FREDERICK, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERIDIAN CAPITAL PARTNERS

FREDERICK FINANCIAL CONSULTANTS, LLC | VERIDIAN CAPITAL PARTNERS

CRD#: 314290 / SEC#: 801-121334

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(5/28/2021)

IAR

Maryland
(6/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VERIDIAN CAPITAL PARTNERS

FREDERICK FINANCIAL CONSULTANTS, LLC | VERIDIAN CAPITAL PARTNERS

CRD#: 314290 / SEC#: 801-121334

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7101 Guilford Drive, Suite 104, Frederick, MD 21704

Mailing Address

Phone number

(301) 228-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (3/10/2025)

PART 2A OF FORM ADV: FIRM BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	2,494
AUM (Assets Under Management)	$ 471,114,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

Donald Henry

CITIGROUP GLOBAL MARKETS INC.

IAR

Norwalk, CT

Tricia Garner

STATE FARM VP MANAGEMENT CORP.

BLOOMINGTON, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sarah C. Hofman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Catherine Hofman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

VERIDIAN CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2016

FINRA

Current Firm

VERIDIAN CAPITAL PARTNERS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERIDIAN CAPITAL PARTNERS

TRUST BUT VERIFY

Similar Advisors