Jon M. Finocchio
Professional summary
Jon Mclane Finocchio, who also goes by Jon Finocchio, is a registered financial professional currently at PRAGMA LLC located in New York, New York.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2005. Jon has worked at 5 firms and has passed the Series 63, Series 57TO, Series 7TO, Series 99TO, SIE, Series 25, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Mclane Finocchio's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2022 - Present
PRAGMA LLC
Office #1: 55 Hudson Yards Floor 15, New York, NY 10001June 18, 2012 - December 1, 2017
DRIVEWEALTH INSTITUTIONAL LLC
August 2, 2010 - July 18, 2012
BAY CREST PARTNERS, LLC
July 20, 2009 - July 21, 2010
NATIONAL FINANCIAL SERVICES LLC
November 2, 2005 - July 8, 2008
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2022)
Exams
Series 57TO
Date: 7/12/2022
Securities Trader ExamSeries 7TO
Date: 5/26/2022
General Securities Representative ExaminationSeries 99TO
Date: 4/5/2022
Operations Professional ExaminationSeries 25
Date: 10/23/2014
NYSE Trading Assistant ExaminationSeries 55
Date: 9/21/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
PRAGMA LLC
CRD#: 136453 / SEC#: , 8-67016
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
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