SI
Scott T. Iles
HAMMOND ILES WEALTH ADVISORS
Burlington, VT 05401
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CRD#: 3181158
SI
Professional summary
Scott Thomas Iles is a registered financial advisor currently at HAMMOND ILES WEALTH ADVISORS located in Burlington, Vermont and PURSHE KAPLAN STERLING INVESTMENTS located in Wethersfield, Connecticut.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KELLY FINANCIAL GROUP, LLC D/B/A HAMMOND ILES WEALTH ADVISORS - 100 GREAT MEADOW ROAD SUITE 701, WETHERSFIELD, CT 06109 - LLC - RIA - 1/1/2005 - 40% OF TIME - 120 HR/MO/TRD HRS - REVIEW AND ADVISE CLIENTS ON THE ALLOCATION OF THEIR PORTFOLIOS. - INVESTMENT RELATED 2) 1. Fixed Insurance 2. Investment related 3. 100 Great Meadow Rd., St. 701, Wethersfield, CT 06109 4. Fixed / Traditional Insurance 5. Agent 6. 03/2014 7. 3 hrs /mo 8. 3 hrs during trading 9. SAles of Fixed / Traditional Insurance Products 3) 1. The Pinnacle Group 2. Investment related 3. 7791 Belfort Parkway, Jacksonville FL 32256 4. Fixed / Traditional Insurance 5. Agent 6. 03/2014 7. 3 hrs/mo 8. 3 hrs during trading 9. Sales of fixed / tradional insurance products 4) 1. Financial Freedom Centers, LLC 2. Not investment related 3. 100 Great Meadow Rd., Suite 701, Wethersfielt, CT 06109 4. Partnership to own and lease commercial real estate 5. Founder/Member 6. 07/13/2021 7. 1 hrs/mo 8. 1 hr during trading 9. Financial Freedom Centers, LLC was formed to own and lease commercial real estate. As a member I am responsible for the rental and maintenance of the real estate owned. Partnership income may be earned if the lease income exceeds the expenses of the property owned.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Thomas Iles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2005 - Present
HAMMOND ILES WEALTH ADVISORS
Office #1: 128 Lakeside Avenue Suite 103, Burlington, VT 05401Office #2: 100 Great Meadow Road Suite 701, Wethersfield, CT 06109Office #3: 652 Boston Post Road Suite 3, Guilford, CT 06437RIA
CRD#: 136372
Burlington, VT
Current
May 16, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 100 Great Meadow Road Suite 701, Wethersfield, CT 06109BD
CRD#: 35747
Wethersfield, CT
Past
March 14, 2016 - April 4, 2022
CEROS FINANCIAL SERVICES, INC.
BD
CRD#: 37869
Wethersfield, CT
Past
January 6, 2005 - September 7, 2005
KELLY FINANCIAL GROUP
RIA
CRD#: 109797
WETHERSFIELD, CT
Past
October 24, 2001 - March 2, 2016
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
WETHERSFIELD, CT
Past
July 15, 1999 - February 21, 2001
WEBSTER INVESTMENT SERVICES, INC.
BD
CRD#: 46588
KENSINGTON, CT
Past
February 4, 1999 - July 15, 1999
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HAMMOND ILES WEALTH ADVISORS
HAMMOND ILES | VERMONT WEALTH & RETIREMENT | KELLY FINANCIAL GROUP, LLC | KELLY FINANCIAL GROUP | HAMMOND ILES WEALTH ADVISORS | HAMMOND ILES INVESTMENT MANAGEMENT
CRD#: 136372 / SEC#: 801-64528
RIA
Registered Investment Advisory firm - (7/20/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/17/2025)
RR
Arkansas(5/16/2022)
RR
California(5/16/2022)
IAR
Connecticut(7/19/2005)
RR
Connecticut(5/16/2022)
RR
Florida(5/16/2022)
RR
Georgia(10/17/2025)
RR
Maine(5/16/2022)
RR
Maryland(5/16/2022)
RR
Massachusetts(5/16/2022)
RR
Missouri(10/17/2025)
RR
New Hampshire(5/16/2022)
RR
New Jersey(5/16/2022)
RR
New York(5/16/2022)
RR
North Carolina(5/16/2022)
RR
Ohio(5/17/2022)
RR
Pennsylvania(5/16/2022)
RR
Rhode Island(5/16/2022)
RR
South Carolina(5/16/2022)
RR
South Dakota(5/16/2022)
RR
Tennessee(5/16/2022)
IAR
Texas(4/28/2020)
RR
Texas(5/16/2022)
RR
Vermont(5/16/2022)
IAR
Vermont(10/9/2023)
RR
Virginia(5/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HI
HAMMOND ILES WEALTH ADVISORS
HAMMOND ILES | VERMONT WEALTH & RETIREMENT | KELLY FINANCIAL GROUP, LLC | KELLY FINANCIAL GROUP | HAMMOND ILES WEALTH ADVISORS | HAMMOND ILES INVESTMENT MANAGEMENT
CRD#: 136372 / SEC#: 801-64528
RIA
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Contact information
Main Address
100 Great Meadow Road Suite 701, Wethersfield, CT 06109
Mailing Address
Phone number
(860) 258-2600
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,063 |
| AUM (Assets Under Management) | $ 387,374,168 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
